David Bennett has been Managing Member & Chief Compliance Officer of Expand Financial Group since March 2018, is a control person of the firm and directly owns 75% or more of it.
Expand Financial Group, LLC is a firm with $113M under management, 320 clients and 6 advisers across 6 offices, as of its May 2026 filing.
David Bennett’s longest registration was 11 years at G. A. Repple & Company (2006–2018). Before joining Expand Financial Group in 2018, David Bennett was registered through G. A. Repple & Company and California Plan of Church Finance Inc.
- Expand Financial Group, LLCCurrent– present · 8 yearsCelina, TX · Adviser representative · Firm CRD 293160
- G. A. Repple & Company– · 11 yearsBurleson, TX · Adviser representative · Firm CRD 17486
- California Plan of Church Finance Inc.– · 1 yearFresno, CA · Adviser representative · Firm CRD 35504
Investment adviser representative registrations
David Bennett is registered as an investment adviser representative in 11 states. The first approvals date from April 2018; the most recent is Washington, in June 2024.
- ArizonaSince 11 March 2022
- CaliforniaSince 29 August 2018
- FloridaSince 11 December 2023
- LouisianaSince 16 April 2018
- NevadaSince 31 August 2023
- OhioSince 11 August 2021
- OregonSince 14 November 2022
- PennsylvaniaSince 5 November 2021
- TennesseeSince 21 October 2020
- TexasSince 13 April 2018
- WashingtonSince 24 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 September 2012 |
| Series 24 | General Securities Principal Examination | 12 May 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 1995 |
| Series 7 | General Securities Representative Examination | 11 September 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Jay Bennett
- CRD
- 2648958
- Firm
- Expand Financial Group · CRD 293160
- Role
- Managing Member & Chief Compliance Officer
- Office
- Celina, TX
- Registration
- Investment adviser registration
- In the industry since
- May 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does David Bennett work?
David Bennett has been Managing Member & Chief Compliance Officer of Expand Financial Group, LLC since March 2018, and is a control person of the firm.
Is David Bennett a financial advisor?
Yes. David Bennett has a current investment-adviser registration in Arizona, California, Florida, Louisiana, Nevada, Ohio, Oregon, Pennsylvania, Tennessee, Texas and Washington, through Expand Financial Group since April 2018.
How many years of experience does David Bennett have?
David Bennett has 30 years in the financial industry, since May 1996, across 3 adviser firms.
What exams has David Bennett passed?
David Bennett has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in September 1995. FINRA credited David Bennett with the SIE, which began in October 2018.
Where did David Bennett work before Expand Financial Group?
Before Expand Financial Group, David Bennett was registered through G. A. Repple & Company, September 2006 to April 2018; California Plan of Church Finance Inc., March 2004 to June 2005.
Where is David Bennett based?
David Bennett’s registered office is in Celina, TX.
Is David Bennett registered with FINRA?
No. David Bennett has no current broker registration.
How can I verify David Bennett’s record?
Search CRD 2648958 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Bennett’s full registration record.