David Bach has been Chief Compliance Officer of River Street Advisors since July 2018, is a control person of the firm and directly owns under 5% of it.
River Street Advisors, LLC is an Aurora, IL firm with $539M under management, 492 clients and 9 advisers across 5 offices, as of its June 2026 filing.
- River Street Advisors, LLCCurrent– present · 8 yearsAurora, IL · Adviser representative · Firm CRD 153537
Investment adviser representative registrations
David Bach is registered as an investment adviser representative in Illinois, since June 2018.
- IllinoisSince 25 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 June 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Brennan Bach
- CRD
- 6940879
- Firm
- River Street Advisors · CRD 153537
- Role
- Chief Compliance Officer
- Office
- 37 S. RIVER STREET, Aurora, IL 60506
- Registration
- Investment adviser registration
- In the industry since
- June 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does David Bach work?
David Bach has been Chief Compliance Officer of River Street Advisors, LLC since July 2018, and is a control person of the firm.
Is David Bach a financial advisor?
Yes. David Bach has a current investment-adviser registration in Illinois, through River Street Advisors since June 2018.
How many years of experience does David Bach have?
David Bach has 8 years in the financial industry, since June 2018, across 1 adviser firm.
What exams has David Bach passed?
David Bach passed the Series 65 in June 2018.
Where is David Bach based?
David Bach’s registered office is in Aurora, IL.
Is David Bach registered with FINRA?
No. David Bach has no current broker registration.
How can I verify David Bach’s record?
Search CRD 6940879 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Bach’s full registration record.
