David Allaire has been Vice President & CFO of Mystic Asset Management since September 2002, is a control person of the firm and directly owns between 50% and 75% of it.
Mystic Asset Management, Inc. is a Warwick, RI firm with $615M under management, 144 clients and 2 advisers across 2 offices, as of its March 2026 filing.
David Allaire’s longest registration is the current one, 29 years at The Retirement Planning Company of New England, Inc. since 1996.
- Mystic Asset ManagementCurrent– present · 11 yearsWarwick, RI · Adviser representative · Firm CRD 170361
- The Retirement Planning Company of New England, Inc.Also current– present · 29 yearsWarwick, RI · Adviser representative · Firm CRD 108705
Investment adviser representative registrations
David Allaire is registered as an investment adviser representative in 2 states. The first approvals date from October 1996; the most recent is Connecticut, in March 2015.
- ConnecticutSince 12 March 2015
- Rhode IslandSince 28 October 1996
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 3 March 2003 |
| Series 24 | General Securities Principal Examination | 19 October 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 January 1994 |
| Series 7 | General Securities Representative Examination | 6 January 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 December 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David William Allaire
- CRD
- 1906408
- Firm
- Mystic Asset Management · CRD 170361
- Role
- Vice President & CFO
- Office
- 1287 POST ROAD, Warwick, RI 02888
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Allaire work?
David Allaire has been Vice President & CFO of Mystic Asset Management, Inc. since September 2002, and is a control person of the firm.
Is David Allaire a financial advisor?
Yes. David Allaire has a current investment-adviser registration in Connecticut and Rhode Island, through Mystic Asset Management since March 2015.
How many years of experience does David Allaire have?
David Allaire has 37 years in the financial industry, since December 1988, across 2 adviser firms.
What exams has David Allaire passed?
David Allaire has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 24 and Series 51. The earliest, the Series 6, was passed in December 1988. FINRA credited David Allaire with the SIE, which began in October 2018.
Where is David Allaire based?
David Allaire’s registered office is in Warwick, RI.
Is David Allaire registered with FINRA?
Yes. David Allaire has a current broker registration, under CRD 1906408.
Source: FINRA BrokerCheck
How can I verify David Allaire’s record?
Search CRD 1906408 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Allaire’s full registration record.