Dave Straley has been President of 3rd Creek Investments since September 2001, is a control person of the firm and directly owns 75% or more of it. Dave Straley holds a BA in Economics from California State University at Long Beach and an MA in Economics from California State University at Long Beach.
3rd Creek Investments, Inc. is a firm with $205M under management, 108 clients and 4 advisers in one office, as of its January 2026 filing.
Dave Straley founded 3rd Creek Investments, Inc. in 1999 and is an investment advisor representative and certified public accountant. Before founding the firm, he worked for the United States Agency for International Development as a Foreign Service Officer, and he served as a Peace Corps Volunteer in Nicaragua between 1974 and 1976. His domestic experience includes 20 years in tax planning and preparation, small business consulting, and health care accounting and reimbursement consulting.
- 3rd Creek InvestmentsCurrent– present · 14 yearsIncline Village, NV · Adviser representative · Firm CRD 115945
Professional designations
Listed by 3rd Creek Investments
- CPA
Investment adviser representative registrations
Dave Straley is registered as an investment adviser representative in Nevada, since June 2012.
- NevadaSince 15 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 January 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Dave Bernard Straley
- CRD
- 1457197
- Firm
- 3rd Creek Investments · CRD 115945
- Role
- President
- Office
- Incline Village, NV
- Registration
- Investment adviser registration
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- 3rdcreek.com
Where does Dave Straley work?
Dave Straley has been President of 3rd Creek Investments, Inc. since September 2001, and is a control person of the firm.
Is Dave Straley a financial advisor?
Yes. Dave Straley has a current investment-adviser registration in Nevada, through 3rd Creek Investments since June 2012.
How many years of experience does Dave Straley have?
Dave Straley has 21 years in the financial industry, since March 2005, across 1 adviser firm.
What exams has Dave Straley passed?
Dave Straley passed the Series 65 in January 2000.
Where did Dave Straley work before 3rd Creek Investments?
Before 3rd Creek Investments, Dave Straley was registered through Third Creek Investments, September 2001 to December 2008.
Where is Dave Straley based?
Dave Straley’s registered office is in Incline Village, NV.
Is Dave Straley registered with FINRA?
No. Dave Straley has no current broker registration.
How can I verify Dave Straley’s record?
Search CRD 1457197 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dave Straley’s full registration record.