Daryl Spirka has been an investment adviser representative at Williams Financial since February 2015, and is not listed among the firm’s executive officers or direct owners. Daryl Spirka holds a Bachelor of Business Administration from the University of Vermont.
Williams Financial, LLC is a North Bennington, VT firm with $210M under management, 267 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Daryl Spirka is Executive Vice President / Senior Financial Planner of Williams Financial. She prepares, monitors and updates personalized financial plans for clients. Before joining the firm in 2014, she ran her own CPA practice from 2002 to 2014. She gained over 20 years of tax experience with small businesses and individuals as a CPA in Vermont.
Daryl Spirka’s longest registration is the current one, 11 years at Williams Financial since 2015. Before joining Williams Financial in 2015, Daryl Spirka was registered through 1st Global Advisors Inc.
- 1st Global Advisors Inc– · 9 yearsBennington, VT · Adviser representative · Firm CRD 111133
Professional designations
Listed by Williams Financial
- CERTIFIED FINANCIAL PLANNER®
Investment adviser representative registrations
Daryl Spirka is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from February 2015; the most recent is New York, in July 2021.
- MassachusettsSince 3 May 2017
- New YorkSince 13 July 2021
- TexasResidentSince 12 March 2019
- VermontSince 20 February 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 July 2000 |
| Series 7 | General Securities Representative Examination | 5 October 1999 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daryl Ann Spirka
- CRD
- 4006179
- Firm
- Williams Financial · CRD 137038
- Registration
- Investment adviser registration
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- williamsfinancial.net
Where does Daryl Spirka work?
Daryl Spirka is an investment adviser representative registered through Williams Financial, LLC since February 2015, and is not listed among the firm’s executive officers or direct owners.
Is Daryl Spirka a financial advisor?
Yes. Daryl Spirka has a current investment-adviser registration in Massachusetts, New York, Texas and Vermont, through Williams Financial since February 2015.
How many years of experience does Daryl Spirka have?
Daryl Spirka has 20 years in the financial industry, since January 2006, across 2 adviser firms.
What exams has Daryl Spirka passed?
Daryl Spirka has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 1999.
Where did Daryl Spirka work before Williams Financial?
Before Williams Financial, Daryl Spirka was registered through 1st Global Advisors Inc, October 2000 to December 2009.
Is Daryl Spirka registered with FINRA?
No. Daryl Spirka has no current broker registration.
Is Daryl Spirka a CFP?
Williams Financial lists Daryl Spirka with the CFP credential (“CERTIFIED FINANCIAL PLANNER®”) on its website. CFP Board confirms certification status.
How can I verify Daryl Spirka’s record?
Search CRD 4006179 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daryl Spirka’s full registration record.
