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Darren Brooks

Investment adviser representative at Investment Partners in Mentor, OH

Investment adviser and broker registrationsUpdated

Darren Brooks is an investment adviser representative at Investment Partners LTD, an investment adviser managing $892M, and works from its Mentor, OH office. Darren Brooks has been registered through Investment Partners since 9 August 2007, has 31 years in the industry across 3 firms and has passed the Series 7, Series 63 and Series 65.

31
Years in industry
19
Years at firm
3
Adviser firms
3
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Darren Brooks has been an investment adviser representative at Investment Partners since August 2007, and is not listed among the firm’s executive officers or direct owners.

Investment Partners LTD is a New Philadelphia, OH firm with $892M under management, 938 clients and 11 advisers across 8 offices, as of its May 2026 filing.

Darren Brooks’ longest registration is the current one, 19 years at Commonwealth Financial Network since 2006. Before joining Investment Partners in 2007, Darren Brooks was registered through 1st Global Advisors Inc.

  1. – present · 19 years
    Mentor, OH · Adviser representative · Firm CRD 108913
  2. Commonwealth Financial NetworkAlso current
    – present · 19 years
    Adviser representative · Firm CRD 8032
  3. 1st Global Advisors Inc
    – · 4 years
    Willoughby Hills, OH · Adviser representative · Firm CRD 111133

Credentials and registrations

Investment adviser representative registrations

Darren Brooks is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from November 2006; the most recent is Texas, in March 2026.

  • OhioSince 6 November 2006
  • TexasResidentSince 13 August 2020
  • TexasSince 23 March 2026

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 659 June 1998
Name
Uniform Investment Adviser Law Examination
Series 6323 April 1996
Name
Uniform Securities Agent State Law Examination
Series 712 June 1995
Name
General Securities Representative Examination

Key facts

Full name
Darren Christopher Brooks
CRD
2601668
Firm
Investment Partners · CRD 108913
Office
7201 CENTER STREET, Mentor, OH 44060
Registration
Investment adviser and broker registrations
In the industry since
June 1995
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Darren Brooks work?

Darren Brooks is an investment adviser representative registered through Investment Partners LTD since August 2007, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Darren Brooks a financial advisor?

Yes. Darren Brooks has a current investment-adviser registration in Ohio, Texas and Texas, through Investment Partners since August 2007.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Darren Brooks have?

Darren Brooks has 31 years in the financial industry, since June 1995, across 3 adviser firms.

Source: IAPD individual record, checked 24 October 2026

What exams has Darren Brooks passed?

Darren Brooks has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1995. FINRA credited Darren Brooks with the SIE, which began in October 2018.

Source: IAPD individual record, checked 24 October 2026

Where did Darren Brooks work before Investment Partners?

Before Investment Partners, Darren Brooks was registered through 1st Global Advisors Inc, August 2002 to November 2006.

Source: IAPD individual record, checked 24 October 2026

Where is Darren Brooks based?

Darren Brooks’ registered office is in Mentor, OH.

Source: IAPD individual record, checked 24 October 2026

Is Darren Brooks registered with FINRA?

Yes. Darren Brooks has a current broker registration, under CRD 2601668.

Source: FINRA BrokerCheck

How can I verify Darren Brooks’ record?

Search CRD 2601668 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Darren Brooks’ full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Investment Partners

Sources

  1. IAPD individual record, CRD 2601668, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Investment Partners LTD, filed 29 May 2026. Executive officers and direct owners; this person is not among them.