Dara Johnson has been an investment adviser representative at Granite Fo since June 2023, and is not listed among the firm’s executive officers or direct owners.
Granite Fo, LLC is a firm with $866M under management, 70 clients and 5 advisers in one office, as of its August 2026 filing.
Dara Johnson’s longest registration was 11 years at Fieldpoint Private Securities LLC (2011–2022). Before joining Granite Fo in 2023, Dara Johnson was registered through Fieldpoint Private Securities LLC and Merrill Lynch Pierce Fenner & Smith Inc.
- Hampshire Family OfficeCurrent– present · 3 yearsOld Greenwich, CT · Adviser representative · Firm CRD 323432
- Fieldpoint Private Securities LLC– · 11 yearsGreenwich, CT · Adviser representative · Firm CRD 18975
- Merrill Lynch Pierce Fenner & Smith Inc.– · 5 yearsNew York, NY · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Dara Johnson is registered as an investment adviser representative in 2 states. The first approvals date from June 2023; the most recent is Connecticut, in February 2024.
- ConnecticutSince 20 February 2024
- New HampshireSince 14 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 May 2012 |
| Series 31 | Futures Managed Funds Examination | 14 November 2003 |
| Series 7 | General Securities Representative Examination | 28 February 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Full name
- Dara K Johnson
- CRD
- 3005845
- Firm
- Granite Fo · CRD 323432
- Office
- Old Greenwich, CT
- Registration
- Investment adviser registration
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Dara Johnson work?
Dara Johnson is an investment adviser representative registered through Granite Fo, LLC since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Dara Johnson a financial advisor?
Yes. Dara Johnson has a current investment-adviser registration in Connecticut and New Hampshire, through Granite Fo since June 2023.
How many years of experience does Dara Johnson have?
Dara Johnson has 25 years in the financial industry, since September 2001, across 3 adviser firms.
What exams has Dara Johnson passed?
Dara Johnson has passed 3 licensing exams: the Series 7, Series 31 and Series 66. The earliest, the Series 7, was passed in February 1998. FINRA credited Dara Johnson with the SIE, which began in October 2018.
Where did Dara Johnson work before Granite Fo?
Before Granite Fo, Dara Johnson was registered through Fieldpoint Private Securities LLC, May 2011 to December 2022; Merrill Lynch Pierce Fenner & Smith Inc., August 1999 to August 2005.
Where is Dara Johnson based?
Dara Johnson’s registered office is in Old Greenwich, CT.
Is Dara Johnson registered with FINRA?
No. Dara Johnson has no current broker registration.
How can I verify Dara Johnson’s record?
Search CRD 3005845 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dara Johnson’s full registration record.