Daniel Roccato has been an investment adviser representative at Quaker Wealth Management since September 2016, and is not listed among the firm’s executive officers or direct owners.
Quaker Wealth Management LLC is a Moorestown, NJ firm with $449M under management, 455 clients and 4 advisers in one office, as of its March 2026 filing.
Daniel Roccato’s longest registration was 10 years at VSR Advisory Services (2006–2016). Before joining Quaker Wealth Management in 2016, Daniel Roccato was registered through VSR Advisory Services and Merrill Lynch Pierce Fenner & Smith Inc.
- Quaker Wealth Management LLCCurrent– present · 10 yearsMoorestown, NJ · Adviser representative · Firm CRD 284546
- VSR Advisory Services– · 10 yearsMoorestown, NJ · Adviser representative · Firm CRD 14503
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearPrinceton, NJ · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Daniel Roccato is registered as an investment adviser representative in Texas, since April 2018.
- TexasSince 18 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 March 2005 |
| Series 24 | General Securities Principal Examination | 10 January 2005 |
| Series 7 | General Securities Representative Examination | 21 December 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Richard Roccato
- CRD
- 1616089
- Firm
- Quaker Wealth Management · CRD 284546
- Office
- 70 EAST MAIN STREET, Moorestown, NJ 08057
- Registration
- Investment adviser registration
- In the industry since
- July 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Roccato work?
Daniel Roccato is an investment adviser representative registered through Quaker Wealth Management LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Roccato a financial advisor?
Yes. Daniel Roccato has a current investment-adviser registration in Texas, through Quaker Wealth Management since September 2016.
How many years of experience does Daniel Roccato have?
Daniel Roccato has 21 years in the financial industry, since July 2005, across 3 adviser firms.
What exams has Daniel Roccato passed?
Daniel Roccato has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in December 2004. FINRA credited Daniel Roccato with the SIE, which began in October 2018.
Where did Daniel Roccato work before Quaker Wealth Management?
Before Quaker Wealth Management, Daniel Roccato was registered through VSR Advisory Services, May 2006 to August 2016; Merrill Lynch Pierce Fenner & Smith Inc., March 2005 to February 2006.
Where is Daniel Roccato based?
Daniel Roccato’s registered office is in Moorestown, NJ.
Is Daniel Roccato registered with FINRA?
No. Daniel Roccato has no current broker registration.
How can I verify Daniel Roccato’s record?
Search CRD 1616089 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Roccato’s full registration record.