Daniel Richmond has been an investment adviser representative at Carrera Capital Advisors since January 2025, and is not listed among the firm’s executive officers or direct owners.
Carrera Capital Advisors, LLC is a Troy, MI firm with $969M under management, 998 clients and 12 advisers in one office, as of its July 2026 filing.
Daniel Richmond’s longest registration is the current one, 1 year at Carrera Capital Advisors since 2025. Before joining Carrera Capital Advisors in 2025, Daniel Richmond was registered through Oneamerica Securities, Inc. and MML Investors Services, LLC.
- Carrera Capital AdvisorsCurrent– present · 1 yearRochester Hills, MI · Adviser representative · Firm CRD 330834
- Oneamerica Securities, Inc.– · 1 yearTroy, MI · Adviser representative · Firm CRD 4173
- MML Investors Services, LLC– · under a yearSouthfield, MI · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Daniel Richmond is registered as an investment adviser representative in Michigan, since January 2025.
- MichiganSince 13 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 May 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 October 2021 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 24 September 2021 |
| SIE | Securities Industry Essentials Examination | 12 February 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7249094
- Firm
- Carrera Capital Advisors · CRD 330834
- Office
- Rochester Hills, MI
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Richmond work?
Daniel Richmond is an investment adviser representative registered through Carrera Capital Advisors, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Richmond a financial advisor?
Yes. Daniel Richmond has a current investment-adviser registration in Michigan, through Carrera Capital Advisors since January 2025.
How many years of experience does Daniel Richmond have?
Daniel Richmond has 5 years in the financial industry, since October 2021, across 3 adviser firms.
What exams has Daniel Richmond passed?
Daniel Richmond has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in February 2021.
Where did Daniel Richmond work before Carrera Capital Advisors?
Before Carrera Capital Advisors, Daniel Richmond was registered through MML Investors Services, LLC, June 2022 to June 2023.
Where is Daniel Richmond based?
Daniel Richmond’s registered office is in Rochester Hills, MI.
Is Daniel Richmond registered with FINRA?
No. Daniel Richmond has no current broker registration.
How can I verify Daniel Richmond’s record?
Search CRD 7249094 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Richmond’s full registration record.
