Daniel Kelly has been President and Managing Member of DMKC Advisory Services since March 2020, is a control person of the firm and directly owns under 5% of it. Daniel Kelly studied at the College of St. Thomas.
DMKC Advisory Services, LLC is a Des Moines, IA firm with $903M under management, 500 clients and 8 advisers in one office, as of its October 2026 filing.
Daniel M. Kelly is President of D.M. Kelly & Company. His first job was with First Bank Systems of Saint Paul as a personal banker. He joined Dain, Kalman & Quail in 1971, was promoted to branch manager in 1977 and managed the Central Iowa office for 20 years. He is also a Financial Advisor of D.M. Kelly & Company and DMKC Advisory Services, LLC.
- DMKC Advisory Services, LLCCurrent– present · 18 yearsDes Moines, IA · Adviser representative · Firm CRD 145112
Investment adviser representative registrations
Daniel Kelly is registered as an investment adviser representative in 2 states. The first approvals date from December 2007; the most recent is Minnesota, in March 2016.
- IowaSince 21 December 2007
- MinnesotaSince 7 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 December 2007 |
| Series 5 | Interest Rate Options Examination | 17 October 1981 |
| Series 4 | Registered Options Principal Examination | 9 June 1980 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 December 1979 |
| Series 40 | Registered Principal Examination | 6 July 1978 |
| Series 12 | NYSE Branch Manager Examination | 26 January 1978 |
| Series 1 | Registered Representative Examination | 1 July 1971 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Interest Rate Options Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Principal Examination
- Name
- NYSE Branch Manager Examination
- Name
- Registered Representative Examination
- Full name
- Daniel Michael Kelly
- CRD
- 266912
- Firm
- DMKC Advisory Services · CRD 145112
- Role
- President and Managing Member
- Office
- 3900 INGERSOLL AVENUE, SUITE 300, Des Moines, IA 50312
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1971
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- dmkc.com
Where does Daniel Kelly work?
Daniel Kelly has been President and Managing Member of DMKC Advisory Services, LLC since March 2020, and is a control person of the firm.
Is Daniel Kelly a financial advisor?
Yes. Daniel Kelly has a current investment-adviser registration in Iowa and Minnesota, through DMKC Advisory Services since December 2007.
How many years of experience does Daniel Kelly have?
Daniel Kelly has 55 years in the financial industry, since July 1971, across 1 adviser firm.
What exams has Daniel Kelly passed?
Daniel Kelly has passed 14 licensing exams: the Series 1, Series 12, Series 40, Series 63, Series 4, Series 5, Series 66, Series 9, Series 10, Series 24, Series 52TO, Series 79TO, Series 7TO and Series 99TO. The earliest, the Series 1, was passed in July 1971. FINRA credited Daniel Kelly with the SIE, which began in October 2018.
Where is Daniel Kelly based?
Daniel Kelly’s registered office is in Des Moines, IA.
Is Daniel Kelly registered with FINRA?
Yes. Daniel Kelly has a current broker registration, under CRD 266912.
Source: FINRA BrokerCheck
How can I verify Daniel Kelly’s record?
Search CRD 266912 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Kelly’s full registration record.