Daniel German has been an investment adviser representative at Warner Group since April 2026, and is not listed among the firm’s executive officers or direct owners. Daniel German holds an Undergraduate degree in Finance and Accounting from Northern Arizona University.
Warner Group LLC is a Madison, CT firm with $458M under management, 758 clients and 7 advisers across 3 offices, as of its September 2026 filing.
Dan German is a Financial Advisor at Warner Wealth. He provides retirement planning, life, disability and long-term care insurance solutions, along with tax-saving strategies and budgeting guidance, for individuals and small businesses. He owned and operated a fitness business in Milford, Connecticut and Florida for over 25 years and served 12 years on the Milford Board of Aldermen.
Daniel German’s longest registration was 7 years at Cadaret Grant & Co Inc (2018–2025). Before joining Warner Group in 2026, Daniel German was registered through LPL Financial LLC and Cadaret Grant & Co Inc.
- LPL Financial LLC– · under a yearMilford, CT · Adviser representative · Firm CRD 6413
- Cadaret Grant & Co Inc– · 7 yearsMilford, CT · Adviser representative · Firm CRD 10641
- MML Investors Services, LLC– · 3 yearsHamden, CT · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Daniel German is registered as an investment adviser representative in Connecticut, since April 2026.
- ConnecticutSince 21 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 June 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 November 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Daniel John German
- CRD
- 5929877
- Firm
- Warner Group · CRD 334877
- Office
- 1 Enterprise Drive, #105, Shelton, CT 06484
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- warnerwm.com
Where does Daniel German work?
Daniel German is an investment adviser representative registered through Warner Group LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Daniel German a financial advisor?
Yes. Daniel German has a current investment-adviser registration in Connecticut, through Warner Group since April 2026.
How many years of experience does Daniel German have?
Daniel German has 14 years in the financial industry, since March 2012, across 4 adviser firms.
What exams has Daniel German passed?
Daniel German has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2011. FINRA credited Daniel German with the SIE, which began in October 2018.
Where did Daniel German work before Warner Group?
Before Warner Group, Daniel German was registered through LPL Financial LLC, July 2025 to April 2026; Cadaret Grant & Co Inc, June 2018 to July 2025; MML Investors Services, LLC, August 2014 to February 2018.
Where is Daniel German based?
Daniel German’s registered office is in Shelton, CT.
Is Daniel German registered with FINRA?
Yes. Daniel German has a current broker registration, under CRD 5929877.
Source: FINRA BrokerCheck
How can I verify Daniel German’s record?
Search CRD 5929877 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel German’s full registration record.
- Lisa LaFondChief Compliance Officer
James WarnerOwner