Daniel Eccleston has been Chief Compliance Officer of The Bendix Financial Group since January 2001, is not listed as a control person, but directly owns under 5% of the firm.
The Bendix Financial Group, Inc. is a Garden City, NY firm with $197M under management, 211 clients and 3 advisers in one office, as of its September 2026 filing.
- – present · 5 yearsGarden City, NY · Adviser representative · Firm CRD 118999
Investment adviser representative registrations
Daniel Eccleston is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 12 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 1998 |
| Series 7 | General Securities Representative Examination | 22 July 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 3084004
- Firm
- The Bendix Financial Group · CRD 118999
- Role
- Chief Compliance Officer
- Office
- 585 STEWART AVE., SUITE 314, Garden City, NY 11530
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Eccleston work?
Daniel Eccleston has been Chief Compliance Officer of The Bendix Financial Group, Inc. since January 2001.
Is Daniel Eccleston a financial advisor?
Yes. Daniel Eccleston has a current investment-adviser registration in New York, through The Bendix Financial Group since August 2021.
How many years of experience does Daniel Eccleston have?
Daniel Eccleston has 28 years in the financial industry, since July 1998, across 1 adviser firm.
What exams has Daniel Eccleston passed?
Daniel Eccleston has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in July 1998. FINRA credited Daniel Eccleston with the SIE, which began in October 2018.
Where is Daniel Eccleston based?
Daniel Eccleston’s registered office is in Garden City, NY.
Is Daniel Eccleston registered with FINRA?
Yes. Daniel Eccleston has a current broker registration, under CRD 3084004.
Source: FINRA BrokerCheck
How can I verify Daniel Eccleston’s record?
Search CRD 3084004 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Eccleston’s full registration record.
