Daniel Borstein has been Member, CCO of Boon Capital Advisors since March 2013, is a control person of the firm and directly owns 75% or more of it.
Boon Capital Advisors LLC is a Northbrook, IL firm with $185M under management, 60 clients and 1 adviser in one office, as of its March 2026 filing.
Daniel Borstein’s longest registration is the current one, 11 years at Boon Capital Advisors since 2015. Before joining Boon Capital Advisors in 2015, Daniel Borstein was registered through Sandlapper Wealth Management, LLC and Morgan Stanley.
- Boon Capital Advisors LLCCurrent– present · 11 yearsNorthbrook, IL · Adviser representative · Firm CRD 174016
- Sandlapper Wealth Management, LLC– · 1 yearNorthbrook, IL · Adviser representative · Firm CRD 41534
- Morgan Stanley– · 3 yearsDeerfield, IL · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 4 yearsDeerfield, IL · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Daniel Borstein is registered as an investment adviser representative in Illinois, since February 2015.
- IllinoisSince 19 February 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 13 March 2006 |
| Series 66 | Uniform Combined State Law Examination | 27 December 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 November 1996 |
| Series 7 | General Securities Representative Examination | 8 October 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Benjamin Borstein
- CRD
- 2807765
- Firm
- Boon Capital Advisors · CRD 174016
- Role
- Member, CCO
- Office
- 666 DUNDEE ROAD, SUITE 1701, Northbrook, IL 60062-2702
- Registration
- Investment adviser registration
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Borstein work?
Daniel Borstein has been Member, CCO of Boon Capital Advisors LLC since March 2013, and is a control person of the firm.
Is Daniel Borstein a financial advisor?
Yes. Daniel Borstein has a current investment-adviser registration in Illinois, through Boon Capital Advisors since February 2015.
How many years of experience does Daniel Borstein have?
Daniel Borstein has 22 years in the financial industry, since July 2004, across 4 adviser firms.
What exams has Daniel Borstein passed?
Daniel Borstein has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 31. The earliest, the Series 7, was passed in October 1996. FINRA credited Daniel Borstein with the SIE, which began in October 2018.
Where did Daniel Borstein work before Boon Capital Advisors?
Before Boon Capital Advisors, Daniel Borstein was registered through Sandlapper Wealth Management, LLC, April 2013 to February 2015; Morgan Stanley, June 2009 to May 2013; Citigroup Global Markets Inc., July 2004 to June 2009.
Where is Daniel Borstein based?
Daniel Borstein’s registered office is in Northbrook, IL.
Is Daniel Borstein registered with FINRA?
No. Daniel Borstein has no current broker registration.
How can I verify Daniel Borstein’s record?
Search CRD 2807765 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Borstein’s full registration record.