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Dana O'Brien, portrait

Dana O'Brien

Chief Compliance Officer/General Counsel at Fisher Lynch Capital

Firm officerUpdated

Dana O'Brien has been Chief Compliance Officer/General Counsel of Fisher Lynch Capital, LLC, a Burlingame, CA investment adviser managing $9.52B, since September 2024.

2
Years in role
$9.52B
Firm AUM
12
Firm clients
11
Firm advisers

From Form ADV filed 16 March 2026Form ADV

Career

Dana O'Brien is not listed as a control person, but directly owns under 5% of Fisher Lynch Capital. Dana O'Brien holds a JD from the University of Connecticut School of Law and a BA in History from the College of the Holy Cross.

Fisher Lynch Capital is an investment adviser based in Burlingame, CA, registered with the SEC since 2012. It provides investment management. Its clients include pooled investment vehicles. Its regulatory assets under management total $9.52 billion, as filed on 16 March 2026. Its fees, ownership and offices are on the firm’s profile.

Dana O'Brien is General Counsel and Chief Compliance Officer of Fisher Lynch Capital, based in Boston. She rejoined the firm in 2024 after serving as its Director of Administration and Legal Affairs and Chief Compliance Officer from 2011-2014, and leads its legal and compliance functions. Previously, she was General Counsel and Chief Compliance Officer of OpenView Venture Partners, and earlier held the same two roles at SV Health Investors and Athena Capital Advisors.

Key facts

CRD
5616775
Firm
Fisher Lynch Capital · CRD 160694
Role
Chief Compliance Officer/General Counsel
In role since
September 2024 · 2 years
Control person
Not listed
Direct ownership
Under 5%
Firm headquarters
Burlingame, CA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Dana O'Brien work?

Dana O'Brien has been Chief Compliance Officer/General Counsel of Fisher Lynch Capital, LLC since September 2024.

Source: Form ADV, Schedule A, filed 16 March 2026

How can I verify Dana O'Brien’s record?

Dana O'Brien’s role is listed on Fisher Lynch Capital, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 160694.

Source: Form ADV, Schedule A, filed 16 March 2026

Leadership at Fisher Lynch Capital

Sources

  1. IAPD individual lookup, CRD 5616775, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Fisher Lynch Capital, LLC, filed 16 March 2026. Title, control and ownership bands.
  3. Fisher Lynch Capital team page. Biography, education, credentials, awards and the portrait, reproduced for identification.