Dan Lonergan has been Chief Compliance Officer of Acme Jack Investments since July 2024, is a control person of the firm and directly owns under 5% of it.
Acme Jack Investments, LLC is a firm with $178M under management, 73 clients and 1 adviser in one office, as of its June 2026 filing.
No adviser firm registrations are on Dan Lonergan’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 82TO | Limited Representative-Private Securities Offerings | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 September 2015 |
| Series 12 | NYSE Branch Manager Examination | 29 June 2005 |
| Series 14A | Compliance Official Specialist Exam | 31 March 2004 |
| Series 14 | Compliance Officer Examination | 9 August 2000 |
| Series 27 | Financial and Operations Principal Examination | 17 February 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 1998 |
| Series 53 | Municipal Securities Principal Examination | 6 October 1997 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 23 August 1997 |
| Series 24 | General Securities Principal Examination | 3 June 1997 |
| Series 7 | General Securities Representative Examination | 1 May 1997 |
- Name
- Municipal Securities Representative Examination
- Name
- Limited Representative-Private Securities Offerings
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- NYSE Branch Manager Examination
- Name
- Compliance Official Specialist Exam
- Name
- Compliance Officer Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Dan Patrick Lonergan
- CRD
- 1552418
- Firm
- Acme Jack Investments · CRD 330120
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Dan Lonergan work?
Dan Lonergan has been Chief Compliance Officer of Acme Jack Investments, LLC since July 2024, and is a control person of the firm.
Does Dan Lonergan have a current investment-adviser registration?
Dan Lonergan has no current investment-adviser or broker registration.
What exams has Dan Lonergan passed?
Dan Lonergan has passed 13 licensing exams: the Series 7, Series 24, Series 8, Series 53, Series 65, Series 27, Series 14, Series 14A, Series 12, Series 63, Series 52TO, Series 82TO and Series 99TO. The earliest, the Series 7, was passed in May 1997. FINRA credited Dan Lonergan with the SIE, which began in October 2018.
Is Dan Lonergan registered with FINRA?
No. Dan Lonergan has no current broker registration.
How can I verify Dan Lonergan’s record?
Search CRD 1552418 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dan Lonergan’s full registration record.