Dale Terwedo has been Member, CCO of TFS Advisors since May 2013, is a control person of the firm and directly owns between 25% and 50% of it.
TFS Advisors, LLC is an Edmonds, WA firm with $161M under management, 151 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Dale Terwedo is Founder & CEO of TFS Advisors, LLC, based in Edmonds, WA. He has been in practice since 1983, and over the past four decades his small firm has grown into a family of professionals and clients.
Dale Terwedo’s longest registration was 19 years at FSC Securities Corporation (2002–2021). Before joining TFS Advisors in 2013, Dale Terwedo was registered through FSC Securities Corporation.
- FSC Securities Corporation– · 19 yearsEdmonds, WA · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Dale Terwedo is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from August 2013; the most recent is Texas, in September 2019.
- ArizonaSince 3 April 2019
- TexasResidentSince 25 September 2019
- WashingtonSince 26 August 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 22 February 1999 |
| Series 7 | General Securities Representative Examination | 14 December 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 May 1998 |
| Series 22 | Direct Participation Programs Representative Examination | 26 December 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 February 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 February 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dale Robert Terwedo
- CRD
- 1235948
- Firm
- TFS Advisors · CRD 167653
- Role
- Member, CCO
- Office
- Buckeye, AZ
- Registration
- Investment adviser registration
- In the industry since
- February 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tfsadvisors.com
Where does Dale Terwedo work?
Dale Terwedo has been Member, CCO of TFS Advisors, LLC since May 2013, and is a control person of the firm.
Is Dale Terwedo a financial advisor?
Yes. Dale Terwedo has a current investment-adviser registration in Arizona, Texas and Washington, through TFS Advisors since August 2013.
How many years of experience does Dale Terwedo have?
Dale Terwedo has 42 years in the financial industry, since February 1984, across 2 adviser firms.
What exams has Dale Terwedo passed?
Dale Terwedo has passed 6 licensing exams: the Series 63, Series 6, Series 22, Series 65, Series 7 and Series 24. The earliest, the Series 63, was passed in February 1984. FINRA credited Dale Terwedo with the SIE, which began in October 2018.
Where is Dale Terwedo based?
Dale Terwedo’s registered office is in Buckeye, AZ.
Is Dale Terwedo registered with FINRA?
No. Dale Terwedo has no current broker registration.
How can I verify Dale Terwedo’s record?
Search CRD 1235948 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dale Terwedo’s full registration record.
