Dale Rice has been an investment adviser representative at Intentional since April 2022, and is not listed among the firm’s executive officers or direct owners. Dale Rice holds a Degree in Finance from the University of Baltimore.
Intentional, LLC is a Fort Mill, SC firm with $176M under management, 400 clients and 3 advisers across 2 offices, as of its June 2026 filing.
Dale Rice is President and Wealth Advisor of Prime Wealth Management. He has over 30 years of experience as a financial planner, working in investment management, retirement planning, estate planning, and tax strategies.
Dale Rice’s longest registration was 9 years at Commonwealth Financial Network (2012–2022). Before joining Intentional in 2022, Dale Rice was registered through Commonwealth Financial Network and LPL Financial LLC.
- Commonwealth Financial Network– · 9 yearsBethesda, MD · Adviser representative · Firm CRD 8032
- LPL Financial LLC– · 4 yearsRockville, MD · Adviser representative · Firm CRD 6413
- Linsco/Private Ledger Corp.– · under a yearSan Diego, CA · Adviser representative · Firm CRD 6413
- Uvest Financial Services Group, Inc.– · 3 yearsRockville, MD · Adviser representative · Firm CRD 13787
Professional designations
Listed by Intentional
- CFP®
Investment adviser representative registrations
Dale Rice is registered as an investment adviser representative in Maryland, since April 2022.
- MarylandSince 5 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 February 2004 |
| Series 31 | Futures Managed Funds Examination | 27 September 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 September 1995 |
| Series 7 | General Securities Representative Examination | 14 September 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dale Winters Rice
- CRD
- 2644016
- Firm
- Intentional · CRD 318570
- Office
- Mount Airy, MD
- Registration
- Investment adviser registration
- In the industry since
- May 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- primewm.com
Where does Dale Rice work?
Dale Rice is an investment adviser representative registered through Intentional, LLC since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Dale Rice a financial advisor?
Yes. Dale Rice has a current investment-adviser registration in Maryland, through Intentional since April 2022.
How many years of experience does Dale Rice have?
Dale Rice has 30 years in the financial industry, since May 1996, across 4 adviser firms.
What exams has Dale Rice passed?
Dale Rice has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in September 1995. FINRA credited Dale Rice with the SIE, which began in October 2018.
Where did Dale Rice work before Intentional?
Before Intentional, Dale Rice was registered through Commonwealth Financial Network, May 2012 to April 2022; LPL Financial LLC, October 2007 to May 2012; Linsco/Private Ledger Corp., September 2007 to October 2007; Uvest Financial Services Group, Inc., February 2004 to October 2007.
Where is Dale Rice based?
Dale Rice’s registered office is in Mount Airy, MD.
Is Dale Rice registered with FINRA?
No. Dale Rice has no current broker registration.
Is Dale Rice a CFP?
Intentional lists Dale Rice with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Dale Rice biography, primewm.com
How can I verify Dale Rice’s record?
Search CRD 2644016 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dale Rice’s full registration record.
