Cynthia Staley has been an investment adviser representative at Johnson Bixby & Associates since February 2022, and is not listed among the firm’s executive officers or direct owners.
Johnson Bixby & Associates, LLC is a Vancouver, WA firm with $934M under management, 777 clients and 6 advisers in one office, as of its March 2026 filing.
Cynthia Staley’s longest registration is the current one, 4 years at Johnson Bixby & Associates since 2022. Before joining Johnson Bixby & Associates in 2022, Cynthia Staley was registered through Securities America Advisors, Inc. and KMS Financial Services, Inc.
- Securities America Advisors, Inc.– · under a yearSeattle, WA · Adviser representative · Firm CRD 110518
- KMS Financial Services, Inc– · 2 yearsSeattle, WA · Adviser representative · Firm CRD 3866
Investment adviser representative registrations
Cynthia Staley is registered as an investment adviser representative in Washington, since February 2022.
- WashingtonSince 10 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 October 1997 |
| Series 7 | General Securities Representative Examination | 26 February 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 February 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 February 1994 |
- Name
- Operations Professional Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Cynthia Sue Staley
- CRD
- 2455739
- Firm
- Johnson Bixby & Associates · CRD 310839
- Office
- 275 WEST THIRD STREET, SUITE 600, Vancouver, WA 98660
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cynthia Staley work?
Cynthia Staley is an investment adviser representative registered through Johnson Bixby & Associates, LLC since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Cynthia Staley a financial advisor?
Yes. Cynthia Staley has a current investment-adviser registration in Washington, through Johnson Bixby & Associates since February 2022.
How many years of experience does Cynthia Staley have?
Cynthia Staley has 32 years in the financial industry, since July 1994, across 3 adviser firms.
What exams has Cynthia Staley passed?
Cynthia Staley has passed 6 licensing exams: the Series 63, Series 6, Series 7, Series 24, Series 65 and Series 99TO. The earliest, the Series 63, was passed in February 1994. FINRA credited Cynthia Staley with the SIE, which began in October 2018.
Where did Cynthia Staley work before Johnson Bixby & Associates?
Before Johnson Bixby & Associates, Cynthia Staley was registered through Securities America Advisors, Inc., November 2020 to May 2021; KMS Financial Services, Inc, October 2018 to November 2020.
Where is Cynthia Staley based?
Cynthia Staley’s registered office is in Vancouver, WA.
Is Cynthia Staley registered with FINRA?
Yes. Cynthia Staley has a current broker registration, under CRD 2455739.
Source: FINRA BrokerCheck
How can I verify Cynthia Staley’s record?
Search CRD 2455739 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cynthia Staley’s full registration record.
