Cynthia Aschbacher has been Chief Compliance Officer/Portfolio MGR. of Mengis Capital Management since September 2007, is not listed as a control person, but directly owns under 5% of the firm. Cynthia Aschbacher studied at the University of Oregon.
Mengis Capital Management, Inc. is a Portland, OR firm with $903M under management, 300 clients and 6 advisers in one office, as of its July 2026 filing.
Cindy Aschbacher is Chief Compliance Officer and Portfolio Manager of Mengis Capital Management. She joined the firm as a Senior Portfolio Manager specializing in fixed income and equity products and has over 40 years of experience in the investment industry. Before Mengis she was an Investment Advisor at RBC Dain Rauscher, and earlier worked in U.S. Bancorp's Investment Division and in municipal trading at Foster & Marshall, Inc.
Cynthia Aschbacher’s longest registration is the current one, 17 years at Mengis Capital Management since 2009. Before joining Mengis Capital Management in 2009, Cynthia Aschbacher was registered through RBC Dain Rauscher Inc.
- – present · 17 yearsPortland, OR · Adviser representative · Firm CRD 117127
- RBC Dain Rauscher Inc.– · 4 yearsPortland, OR · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Cynthia Aschbacher is registered as an investment adviser representative in Oregon, since August 2009.
- OregonSince 27 August 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 October 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 June 1995 |
| Series 7 | General Securities Representative Examination | 16 May 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cynthia Marie Aschbacher
- CRD
- 1676713
- Firm
- Mengis Capital Management · CRD 117127
- Role
- Chief Compliance Officer/Portfolio MGR.
- Office
- ONE SW COLUMBIA, SUITE 780, Portland, OR 97204
- Registration
- Investment adviser registration
- In the industry since
- December 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mengiscapital.com
Where does Cynthia Aschbacher work?
Cynthia Aschbacher has been Chief Compliance Officer/Portfolio MGR. of Mengis Capital Management, Inc. since September 2007.
Is Cynthia Aschbacher a financial advisor?
Yes. Cynthia Aschbacher has a current investment-adviser registration in Oregon, through Mengis Capital Management since August 2009.
How many years of experience does Cynthia Aschbacher have?
Cynthia Aschbacher has 21 years in the financial industry, since December 2004, across 2 adviser firms.
What exams has Cynthia Aschbacher passed?
Cynthia Aschbacher has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1987.
Where did Cynthia Aschbacher work before Mengis Capital Management?
Before Mengis Capital Management, Cynthia Aschbacher was registered through RBC Dain Rauscher Inc., November 2002 to July 2007.
Where is Cynthia Aschbacher based?
Cynthia Aschbacher’s registered office is in Portland, OR.
Is Cynthia Aschbacher registered with FINRA?
No. Cynthia Aschbacher has no current broker registration.
How can I verify Cynthia Aschbacher’s record?
Search CRD 1676713 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cynthia Aschbacher’s full registration record.
