Curtis Hart has been an investment adviser representative at D.B. Root & Company since March 2024, and is not listed among the firm’s executive officers or direct owners.
D.B. Root & Company, LLC is a Pittsburgh, PA firm with $952M under management, 777 clients and 15 advisers across 2 offices, as of its June 2026 filing.
Curtis Hart’s longest registration was 3 years at Federated Investment Counseling (2020–2023). Before joining D.B. Root & Company in 2024, Curtis Hart was registered through Federated Global Investment Management Corp. and MDT Advisers, A Division of Federated Mdta LLC.
- D.B. Root & Company, LLCCurrent– present · 2 yearsPittsburgh, PA · Adviser representative · Firm CRD 188512
- Federated Global Investment Management Corp.– · 2 yearsCheswick, PA · Adviser representative · Firm CRD 106277
- MDT Advisers, A Division of Federated Mdta LLC– · 3 yearsCheswick, PA · Adviser representative · Firm CRD 109355
- Federated Investment Counseling– · 3 yearsPittsburgh, PA · Adviser representative · Firm CRD 105325
- Federated Securities Corp.– · 3 yearsPittsburgh, PA · Adviser representative · Firm CRD 5009
Investment adviser representative registrations
Curtis Hart is registered as an investment adviser representative in Pennsylvania, since March 2024.
- PennsylvaniaSince 12 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 August 2020 |
| Series 7TO | General Securities Representative Examination | 3 August 2020 |
| SIE | Securities Industry Essentials Examination | 3 August 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Curtis Westphal Hart
- CRD
- 7099801
- Firm
- D.B. Root & Company · CRD 188512
- Office
- 436 SEVENTH AVENUE, SUITE 2800, Pittsburgh, PA 15219
- Registration
- Investment adviser registration
- In the industry since
- January 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Curtis Hart work?
Curtis Hart is an investment adviser representative registered through D.B. Root & Company, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Curtis Hart a financial advisor?
Yes. Curtis Hart has a current investment-adviser registration in Pennsylvania, through D.B. Root & Company since March 2024.
How many years of experience does Curtis Hart have?
Curtis Hart has 5 years in the financial industry, since January 2021, across 5 adviser firms.
What exams has Curtis Hart passed?
Curtis Hart has passed 3 licensing exams: the Series 7TO, SIE and Series 66. The earliest, the Series 7TO, was passed in August 2020.
Where did Curtis Hart work before D.B. Root & Company?
Before D.B. Root & Company, Curtis Hart was registered through Federated Global Investment Management Corp., August 2021 to September 2023; MDT Advisers, A Division of Federated Mdta LLC, September 2020 to September 2023; Federated Investment Counseling, August 2020 to September 2023; Federated Securities Corp., August 2020 to September 2023.
Where is Curtis Hart based?
Curtis Hart’s registered office is in Pittsburgh, PA.
Is Curtis Hart registered with FINRA?
No. Curtis Hart has no current broker registration.
How can I verify Curtis Hart’s record?
Search CRD 7099801 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Curtis Hart’s full registration record.
David RootChief Executive- Heather OstrowskiChief Financial Officer
Jesse RootChief Operating Officer- Richard ChenChief Compliance Officer
Michael AroestyChief Investment Officer