Cristy Head has been an investment adviser representative at Independent Wealth Advisors since March 2024, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Advisors, LLC is a Cary, NC firm with $195M under management, 258 clients and 4 advisers in one office, as of its June 2026 filing.
Cristy Head’s longest registration is the current one, 5 years at LPL Financial LLC since 2021.
- – present · 2 yearsCary, NC · Adviser representative · Firm CRD 328786
- LPL Financial LLCAlso current– present · 5 yearsCary, NC · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Cristy Head is registered as an investment adviser representative in North Carolina, since March 2024.
- North CarolinaSince 19 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 April 2021 |
| Series 7TO | General Securities Representative Examination | 13 February 2021 |
| SIE | Securities Industry Essentials Examination | 14 September 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cristy Diane Head
- CRD
- 6589756
- Firm
- Independent Wealth Advisors · CRD 328786
- Office
- 167 E. CHATHAM STREET, SUITE 300, Cary, NC 27511
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cristy Head work?
Cristy Head is an investment adviser representative registered through Independent Wealth Advisors, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Cristy Head a financial advisor?
Yes. Cristy Head has a current investment-adviser registration in North Carolina, through Independent Wealth Advisors since March 2024.
How many years of experience does Cristy Head have?
Cristy Head has 5 years in the financial industry, since February 2021, across 2 adviser firms.
What exams has Cristy Head passed?
Cristy Head has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2020.
Where is Cristy Head based?
Cristy Head’s registered office is in Cary, NC.
Is Cristy Head registered with FINRA?
Yes. Cristy Head has a current broker registration, under CRD 6589756.
Source: FINRA BrokerCheck
How can I verify Cristy Head’s record?
Search CRD 6589756 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cristy Head’s full registration record.