Crista Dumais has been Chief Compliance Officer of Paulson Wealth Management since May 2023, is not listed as a control person, but directly owns under 5% of the firm.
Paulson Wealth Management Inc. is a West Palm Beach, FL firm with $559M under management, 379 clients and 5 advisers across 2 offices, as of its July 2026 filing.
No adviser firm registrations are on Crista Dumais’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 7 September 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Crista Shay Dumais
- CRD
- 5700306
- Firm
- Paulson Wealth Management · CRD 150374
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Crista Dumais work?
Crista Dumais has been Chief Compliance Officer of Paulson Wealth Management Inc. since May 2023.
Does Crista Dumais have a current investment-adviser registration?
Crista Dumais has no current investment-adviser or broker registration.
What exams has Crista Dumais passed?
Crista Dumais has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in September 2010.
Is Crista Dumais registered with FINRA?
No. Crista Dumais has no current broker registration.
How can I verify Crista Dumais’ record?
Search CRD 5700306 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Crista Dumais’ full registration record.
