Craig Ferguson has been Chief Compliance Officer of Anderson Griggs & Company since June 2024, is not listed as a control person, but directly owns under 5% of the firm.
Anderson Griggs & Company, Inc. is a Rock Hill, SC firm with $134M under management, 170 clients and 3 advisers in one office, as of its January 2026 filing.
Craig Ferguson’s longest registration was 6 years at Scott & Stringfellow, Inc. (2000–2007). Before joining Anderson Griggs & Company in 2020, Craig Ferguson was registered through Scott & Stringfellow, Inc.
- Anderson Griggs InvestmentsCurrent– present · 6 yearsRock Hill, SC · Adviser representative · Firm CRD 110313
- Scott & Stringfellow, Inc.– · 6 yearsRock Hill, SC · Adviser representative · Firm CRD 6255
Investment adviser representative registrations
Craig Ferguson is registered as an investment adviser representative in 2 states. Each was approved in August 2020.
- North CarolinaSince 13 August 2020
- South CarolinaSince 6 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 August 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 February 2018 |
| Series 7 | General Securities Representative Examination | 8 August 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 May 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 March 2011 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 14 March 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 13 March 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Full name
- Craig Taylor Ferguson
- CRD
- 1900291
- Firm
- Anderson Griggs & Company · CRD 110313
- Role
- Chief Compliance Officer
- Office
- 113 E. MAIN STREET, SUITE 310, Rock Hill, SC 29730
- Registration
- Investment adviser registration
- In the industry since
- September 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Craig Ferguson work?
Craig Ferguson has been Chief Compliance Officer of Anderson Griggs & Company, Inc. since June 2024.
Is Craig Ferguson a financial advisor?
Yes. Craig Ferguson has a current investment-adviser registration in North Carolina and South Carolina, through Anderson Griggs & Company since August 2020.
How many years of experience does Craig Ferguson have?
Craig Ferguson has 31 years in the financial industry, since September 1995, across 2 adviser firms.
What exams has Craig Ferguson passed?
Craig Ferguson has passed 7 licensing exams: the Series 9, Series 10, Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 9, was passed in March 2000. FINRA credited Craig Ferguson with the SIE, which began in October 2018.
Where did Craig Ferguson work before Anderson Griggs & Company?
Before Anderson Griggs & Company, Craig Ferguson was registered through Scott & Stringfellow, Inc., July 2000 to May 2007.
Where is Craig Ferguson based?
Craig Ferguson’s registered office is in Rock Hill, SC.
Is Craig Ferguson registered with FINRA?
No. Craig Ferguson has no current broker registration.
How can I verify Craig Ferguson’s record?
Search CRD 1900291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Craig Ferguson’s full registration record.
