Craig Cavicchia has been Partner & Chief Compliance Officer of FC Wealth Solutions since October 2016, is a control person of the firm and directly owns between 50% and 75% of it. Craig Cavicchia studied at the University of South Carolina and Florida Institute of Technology.
FC Wealth Solutions LLC is a Westerville, OH firm with $101M under management, 163 clients and 4 advisers in one office, as of its April 2026 filing.
Craig Cavicchia is Co-Founder, COO of FC Wealth Solutions. Prior to forming the firm, he was a founding partner with SWS Partners and spent time at the broker/dealers Merrill Lynch and Morgan Stanley. He works with clients on investment and financial planning decisions around their near and long term goals.
Craig Cavicchia’s longest registration is the current one, 9 years at FC Wealth Solutions since 2017. Before joining FC Wealth Solutions in 2017, Craig Cavicchia was registered through Northwest Asset Management and SWS Partners, LLC.
- FC Wealth Solutions LLCCurrent– present · 9 yearsWesterville, OH · Adviser representative · Firm CRD 286381
- Northwest Asset Management– · under a yearColumbus, OH · Adviser representative · Firm CRD 147923
- SWS Partners, LLC– · under a yearColumbus, OH · Adviser representative · Firm CRD 281838
- Ameriprise Financial Services, Inc.– · 1 yearColumbus, OH · Adviser representative · Firm CRD 6363
- Morgan Stanley– · 1 yearDublin, OH · Adviser representative · Firm CRD 149777
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearUpper Arlington, OH · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Craig Cavicchia is registered as an investment adviser representative in Ohio, since March 2017.
- OhioSince 2 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 December 2010 |
| Series 7 | General Securities Representative Examination | 29 October 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Craig Robert Cavicchia
- CRD
- 5833449
- Firm
- FC Wealth Solutions · CRD 286381
- Role
- Partner & Chief Compliance Officer
- Office
- 579 EXECUTIVE CAMPUS DRIVE SUITE 230, Westerville, OH 43082
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fcwealthsolutions.com
Where does Craig Cavicchia work?
Craig Cavicchia has been Partner & Chief Compliance Officer of FC Wealth Solutions LLC since October 2016, and is a control person of the firm.
Is Craig Cavicchia a financial advisor?
Yes. Craig Cavicchia has a current investment-adviser registration in Ohio, through FC Wealth Solutions since March 2017.
How many years of experience does Craig Cavicchia have?
Craig Cavicchia has 15 years in the financial industry, since February 2011, across 6 adviser firms.
What exams has Craig Cavicchia passed?
Craig Cavicchia has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2010. FINRA credited Craig Cavicchia with the SIE, which began in October 2018.
Where did Craig Cavicchia work before FC Wealth Solutions?
Before FC Wealth Solutions, Craig Cavicchia was registered through SWS Partners, LLC, December 2015 to September 2016; Ameriprise Financial Services, Inc., March 2014 to November 2015; Morgan Stanley, May 2012 to April 2014; Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2010 to May 2012.
Where is Craig Cavicchia based?
Craig Cavicchia’s registered office is in Westerville, OH.
Is Craig Cavicchia registered with FINRA?
No. Craig Cavicchia has no current broker registration.
How can I verify Craig Cavicchia’s record?
Search CRD 5833449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Craig Cavicchia’s full registration record.
