Craig Canard has been an investment adviser representative at Disciplined Investments since October 2024, and is not listed among the firm’s executive officers or direct owners.
Disciplined Investments, LLC is a Tulsa, OK firm with $593M under management, 385 clients and 6 advisers across 3 offices, as of its April 2026 filing.
Craig Canard’s longest registration was 7 years at Wells Fargo Advisors (2017–2024). Before joining Disciplined Investments in 2024, Craig Canard was registered through Wells Fargo Advisors and Bok Financial Advisors.
- Wells Fargo Advisors– · 7 yearsTulsa, OK · Adviser representative · Firm CRD 19616
- Bok Financial Advisors– · 3 yearsBroken Arrow, OK · Adviser representative · Firm CRD 17530
- Morgan Stanley– · under a yearFayetteville, AR · Adviser representative · Firm CRD 149777
- Amerivest Investment Management, LLC– · under a yearFort Worth, TX · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · under a yearFort Worth, TX · Adviser representative · Firm CRD 7870
- Charles Schwab & Co., Inc.– · 4 yearsBentonville, AR · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Craig Canard is registered as an investment adviser representative in Oklahoma, since October 2024.
- OklahomaSince 31 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 October 2013 |
| Series 7 | General Securities Representative Examination | 26 September 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 January 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Craig Alan Canard
- CRD
- 4090114
- Firm
- Disciplined Investments · CRD 129696
- Office
- 2222 S. UTICA PLACE SUITE 200, Tulsa, OK 74114-7000
- Registration
- Investment adviser registration
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Craig Canard work?
Craig Canard is an investment adviser representative registered through Disciplined Investments, LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Craig Canard a financial advisor?
Yes. Craig Canard has a current investment-adviser registration in Oklahoma, through Disciplined Investments since October 2024.
How many years of experience does Craig Canard have?
Craig Canard has 21 years in the financial industry, since November 2004, across 7 adviser firms.
What exams has Craig Canard passed?
Craig Canard has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in January 2000. FINRA credited Craig Canard with the SIE, which began in October 2018.
Where did Craig Canard work before Disciplined Investments?
Before Disciplined Investments, Craig Canard was registered through Wells Fargo Advisors, June 2017 to October 2024; Bok Financial Advisors, March 2014 to July 2017; Morgan Stanley, October 2013 to March 2014; Amerivest Investment Management, LLC, August 2008 to July 2009; TD Ameritrade, Inc., August 2008 to July 2009; Charles Schwab & Co., Inc., November 2003 to August 2008.
Where is Craig Canard based?
Craig Canard’s registered office is in Tulsa, OK.
Is Craig Canard registered with FINRA?
No. Craig Canard has no current broker registration.
How can I verify Craig Canard’s record?
Search CRD 4090114 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Craig Canard’s full registration record.
