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Courtney Barba

Chief Compliance Officer / Senior Vice President at Pegasus Asset Management

Firm officerUpdated

Courtney Barba has been Chief Compliance Officer / Senior Vice President of Pegasus Asset Management Inc, a Morristown, NJ investment adviser managing $554M, since November 2006.

19
Years in role
$554M
Firm AUM
284
Firm clients
3
Firm advisers

From Form ADV filed 12 June 2026Form ADV

Career

Courtney Barba is a control person of Pegasus Asset Management and directly owns under 5% of it.

Pegasus Asset Management is an investment adviser based in Morristown, NJ, registered with the SEC since 1963. It provides investment management. Its clients include high-net-worth individuals, other investment advisers and individual clients. Its regulatory assets under management total $554 million, as filed on 12 June 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
5313824
Firm
Pegasus Asset Management · CRD 104766
Role
Chief Compliance Officer / Senior Vice President
In role since
November 2006 · 19 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Morristown, NJ
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Courtney Barba work?

Courtney Barba has been Chief Compliance Officer / Senior Vice President of Pegasus Asset Management Inc since November 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 June 2026

How can I verify Courtney Barba’s record?

Courtney Barba’s role is listed on Pegasus Asset Management Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 104766.

Source: Form ADV, Schedule A, filed 12 June 2026

Leadership at Pegasus Asset Management

Sources

  1. IAPD individual lookup, CRD 5313824, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Pegasus Asset Management Inc, filed 12 June 2026. Title, control and ownership bands.