Corey Franco has been Managing Member,president, Chief Investment Officer, Chief Compliance Officer of NobleBridge Wealth Management since March 2008, is a control person of the firm and directly owns 75% or more of it. Corey Franco holds a BA from Montclair State University.
Noblebridge Wealth Management, LLC is a firm with $215M under management, 376 clients and 7 advisers across 6 offices, as of its March 2026 filing.
Corey Franco is President & Founder of NobleBridge Wealth Management, based in Montclair, NJ. He has over twenty years of experience in the financial services industry, with a focus on compliance practices and investment advisory services. He has held senior positions at HJ Sims and Co., Inc., Ladenburg Thalmann Asset Management, Inc., Lebenthal & Co., and Horner, Townsend, & Kent. Inc., with responsibility for middle office operations, operational compliance and supervision, and senior leadership management.
Corey Franco’s longest registration is the current one, 18 years at NobleBridge Wealth Management since 2008. Before joining NobleBridge Wealth Management in 2008, Corey Franco was registered through Northwestern Mutual Investment Services,llc and First Montauk Securities Corp.
- Hayden Royal– · 1 yearMontclair, NJ · Adviser representative · Firm CRD 170037
- Herbert J. Sims Capital Management, Inc.– · 1 yearFairfield, CT · Adviser representative · Firm CRD 134510
- Ladenburg Thalmann Asset Management Inc– · 1 yearNew York, NY · Adviser representative · Firm CRD 108604
- Ladenburg Thalmann Fund Management LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 129787
- Alexandra & James Advisory Services, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 146332
- Noblebridge WealthCurrent– present · 18 yearsNorth Caldwell, NJ · Adviser representative · Firm CRD 146612
- Northwestern Mutual Investment Services,llc– · under a yearPrinceton, NJ · Adviser representative · Firm CRD 2881
- First Montauk Securities Corp.– · under a yearRed Bank, NJ · Adviser representative · Firm CRD 13755
- Hornor, Townsend & Kent, Inc.– · 1 yearHorsham, PA · Adviser representative · Firm CRD 4031
- Axa Advisors, LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 6627
- Mony Securities Corporation– · 1 yearNew York, NY · Adviser representative · Firm CRD 4386
Professional designations
Listed by NobleBridge Wealth Management
- Certified Fund Specialist® (CFS®)
Investment adviser representative registrations
Corey Franco is registered as an investment adviser representative in 3 states. The first approvals date from April 2008; the most recent is New York, in January 2022.
- New JerseySince 16 April 2008
- New YorkSince 6 January 2022
- TexasSince 12 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 December 2004 |
| Series 7 | General Securities Representative Examination | 9 March 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 August 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 3075851
- Firm
- NobleBridge Wealth Management · CRD 146612
- Role
- Managing Member,president, Chief Investment Officer, Chief Compliance Officer
- Office
- North Caldwell, NJ
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- noblebridgewealth.com
Where does Corey Franco work?
Corey Franco has been Managing Member,president, Chief Investment Officer, Chief Compliance Officer of Noblebridge Wealth Management, LLC since March 2008, and is a control person of the firm.
Is Corey Franco a financial advisor?
Yes. Corey Franco has a current investment-adviser registration in New Jersey, New York and Texas, through NobleBridge Wealth Management since April 2008.
How many years of experience does Corey Franco have?
Corey Franco has 27 years in the financial industry, since April 1999, across 11 adviser firms.
What exams has Corey Franco passed?
Corey Franco has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in August 1998. FINRA credited Corey Franco with the SIE, which began in October 2018.
Where did Corey Franco work before NobleBridge Wealth Management?
Before NobleBridge Wealth Management, Corey Franco was registered through Northwestern Mutual Investment Services,llc, October 2007 to March 2008; First Montauk Securities Corp., November 2006 to July 2007; Hornor, Townsend & Kent, Inc., October 2005 to November 2006; Axa Advisors, LLC, June 2005 to October 2005; Mony Securities Corporation, October 2003 to June 2005.
Where is Corey Franco based?
Corey Franco’s registered office is in North Caldwell, NJ.
Is Corey Franco registered with FINRA?
No. Corey Franco has no current broker registration.
How can I verify Corey Franco’s record?
Search CRD 3075851 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Corey Franco’s full registration record.