Cooper Brown has been an investment adviser representative at Oakworth Asset Management since May 2026, and is not listed among the firm’s executive officers or direct owners. Cooper Brown holds a Master of Science in Business Management from the University of Florida Hough Graduate School of Business and a Bachelor's degree in Agricultural Education and Communication from the University of Florida.
Oakworth Asset Management, LLC is a Birmingham, AL firm with $846M under management, 565 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Cooper Brown is Associate Wealth Advisor at Oakworth in the Central Carolinas. He has experience in wealth management and advisory services and in middle-market banking. Before joining Oakworth he spent more than three years with Truist Bank, where he participated in the Leadership Development Analyst Program and most recently served on the North Carolina West Middle Market Banking team, and he gained wealth management experience as a client associate with Rockefeller Capital Management in Florida.
Cooper Brown’s longest registration is the current one, under a year at Oakworth Asset Management since 2026. Before joining Oakworth Asset Management in 2026, Cooper Brown was registered through Rockefeller Capital Management.
- – present · under a yearCharlotte, NC · Adviser representative · Firm CRD 335388
- Rockefeller Capital Management– · under a yearWinter Park, FL · Adviser representative · Firm CRD 291361
Investment adviser representative registrations
Cooper Brown is registered as an investment adviser representative in North Carolina, since May 2026.
- North CarolinaSince 14 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 May 2024 |
| Series 7TO | General Securities Representative Examination | 9 April 2024 |
| SIE | Securities Industry Essentials Examination | 3 November 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cooper Lee Brown
- CRD
- 7862089
- Firm
- Oakworth Asset Management · CRD 335388
- Office
- 6000 Fairview Rd, Charlotte, NC 28210
- Registration
- Investment adviser registration
- In the industry since
- January 2026
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakworth.com
Where does Cooper Brown work?
Cooper Brown is an investment adviser representative registered through Oakworth Asset Management, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Cooper Brown a financial advisor?
Yes. Cooper Brown has a current investment-adviser registration in North Carolina, through Oakworth Asset Management since May 2026.
How many years of experience does Cooper Brown have?
Cooper Brown has 0 years in the financial industry, since January 2026, across 2 adviser firms.
What exams has Cooper Brown passed?
Cooper Brown has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2023.
Where did Cooper Brown work before Oakworth Asset Management?
Before Oakworth Asset Management, Cooper Brown was registered through Rockefeller Capital Management, May 2024 to August 2024.
Where is Cooper Brown based?
Cooper Brown’s registered office is in Charlotte, NC.
Is Cooper Brown registered with FINRA?
No. Cooper Brown has no current broker registration.
How can I verify Cooper Brown’s record?
Search CRD 7862089 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cooper Brown’s full registration record.
