Connor Jackson has been an investment adviser representative at Focused Alpha since January 2026, and is not listed among the firm’s executive officers or direct owners.
Focused Alpha, LLC is a Greenwood Village, CO firm with $664M under management, 553 clients and 5 advisers across 6 offices, as of its September 2026 filing.
Connor Jackson’s longest registration was 6 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2015–2022). Before joining Focused Alpha in 2026, Connor Jackson was registered through John Hancock Investment Management LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Focused Alpha, LLCCurrent– present · under a yearTempe, AZ · Adviser representative · Firm CRD 310591
- John Hancock Investment Management LLC– · 3 yearsTempe, AZ · Adviser representative · Firm CRD 105790
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 6 yearsChandler, AZ · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Connor Jackson is registered as an investment adviser representative in Arizona, since January 2026.
- ArizonaSince 13 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 September 2015 |
| Series 7 | General Securities Representative Examination | 11 August 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Connor James Jackson
- CRD
- 6443043
- Firm
- Focused Alpha · CRD 310591
- Office
- Tempe, AZ
- Registration
- Investment adviser registration
- In the industry since
- October 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Connor Jackson work?
Connor Jackson is an investment adviser representative registered through Focused Alpha, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Connor Jackson a financial advisor?
Yes. Connor Jackson has a current investment-adviser registration in Arizona, through Focused Alpha since January 2026.
How many years of experience does Connor Jackson have?
Connor Jackson has 11 years in the financial industry, since October 2015, across 3 adviser firms.
What exams has Connor Jackson passed?
Connor Jackson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2015. FINRA credited Connor Jackson with the SIE, which began in October 2018.
Where did Connor Jackson work before Focused Alpha?
Before Focused Alpha, Connor Jackson was registered through John Hancock Investment Management LLC, May 2022 to November 2025; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2015 to May 2022.
Where is Connor Jackson based?
Connor Jackson’s registered office is in Tempe, AZ.
Is Connor Jackson registered with FINRA?
No. Connor Jackson has no current broker registration.
How can I verify Connor Jackson’s record?
Search CRD 6443043 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Connor Jackson’s full registration record.
- Gery SadzewiczChief Compliance Officer
- Daniel BarotzManaging Member