Connor Castellano has been an investment adviser representative at Arnold Castellano and Associates since February 2022, and is not listed among the firm’s executive officers or direct owners.
Arnold Castellano and Associates, LLC is a Shreveport, LA firm with $130M under management, 301 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Connor Castellano’s longest registration was 5 years at Prudential Financial Planning Services (2016–2022). Before joining Arnold Castellano and Associates in 2022, Connor Castellano was registered through Prudential Financial Planning Services.
- Castellano Wealth PlanningAlso current– present · 1 yearPlano, TX · Adviser representative · Firm CRD 338457
- Castellano & AssociatesCurrent– present · 4 yearsPlano, TX · Adviser representative · Firm CRD 117369
- Prudential Financial Planning Services– · 5 yearsPlano, TX · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Connor Castellano is registered as an investment adviser representative in 2 states. Each was approved in February 2022.
- LouisianaSince 14 February 2022
- TexasSince 14 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 18 August 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 June 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 December 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 November 2015 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Connor Williams Castellano
- CRD
- 6569751
- Firm
- Arnold Castellano and Associates · CRD 117369
- Office
- Plano, TX
- Registration
- Investment adviser registration
- In the industry since
- November 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Connor Castellano work?
Connor Castellano is an investment adviser representative registered through Arnold Castellano and Associates, LLC since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Connor Castellano a financial advisor?
Yes. Connor Castellano has a current investment-adviser registration in Louisiana and Texas, through Arnold Castellano and Associates since February 2022.
How many years of experience does Connor Castellano have?
Connor Castellano has 10 years in the financial industry, since November 2015, across 3 adviser firms.
What exams has Connor Castellano passed?
Connor Castellano has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 99TO. The earliest, the Series 6, was passed in November 2015. FINRA credited Connor Castellano with the SIE, which began in October 2018.
Where did Connor Castellano work before Arnold Castellano and Associates?
Before Arnold Castellano and Associates, Connor Castellano was registered through Prudential Financial Planning Services, July 2016 to January 2022.
Where is Connor Castellano based?
Connor Castellano’s registered office is in Plano, TX.
Is Connor Castellano registered with FINRA?
No. Connor Castellano has no current broker registration.
How can I verify Connor Castellano’s record?
Search CRD 6569751 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Connor Castellano’s full registration record.
