Connor Allan has been an investment adviser representative at Members Advisory Group since February 2023, and is not listed among the firm’s executive officers or direct owners.
Members Advisory Group, LLC is a Williamsville, NY firm with $443M under management, 906 clients and 4 advisers across 6 offices, as of its September 2026 filing.
Connor Allan’s longest registration is the current one, 3 years at Members Advisory Group since 2023. Before joining Members Advisory Group in 2023, Connor Allan was registered through Equitable Advisors, LLC.
- Members Advisory Group, LLCCurrent– present · 3 yearsWilliamsville, NY · Adviser representative · Firm CRD 153723
- Equitable Advisors, LLC– · under a yearWilliamsville, NY · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Connor Allan is registered as an investment adviser representative in 2 states. Each was approved in February 2023.
- New YorkSince 14 February 2023
- TexasSince 14 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 February 2023 |
| Series 66 | Uniform Combined State Law Examination | 12 December 2019 |
| Series 7TO | General Securities Representative Examination | 19 November 2019 |
| SIE | Securities Industry Essentials Examination | 18 September 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Connor P Allan
- CRD
- 7193021
- Firm
- Members Advisory Group · CRD 153723
- Office
- 6750 MAIN STREET, Williamsville, NY 14221
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Connor Allan work?
Connor Allan is an investment adviser representative registered through Members Advisory Group, LLC since February 2023, and is not listed among the firm’s executive officers or direct owners.
Is Connor Allan a financial advisor?
Yes. Connor Allan has a current investment-adviser registration in New York and Texas, through Members Advisory Group since February 2023.
How many years of experience does Connor Allan have?
Connor Allan has 4 years in the financial industry, since May 2022, across 2 adviser firms.
What exams has Connor Allan passed?
Connor Allan has passed 4 licensing exams: the SIE, Series 7TO, Series 66 and Series 65. The earliest, the SIE, was passed in September 2019.
Where did Connor Allan work before Members Advisory Group?
Before Members Advisory Group, Connor Allan was registered through Equitable Advisors, LLC, December 2019 to August 2020.
Where is Connor Allan based?
Connor Allan’s registered office is in Williamsville, NY.
Is Connor Allan registered with FINRA?
No. Connor Allan has no current broker registration.
How can I verify Connor Allan’s record?
Search CRD 7193021 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Connor Allan’s full registration record.