Colin Williams has been Managing Member of Encompass Wealth Advisors since July 2014, is a control person of the firm and directly owns between 25% and 50% of it.
Encompass Wealth Advisors, LLC is a Portland, OR firm with $473M under management, 1,343 clients and 3 advisers in one office, as of its August 2026 filing.
Colin Williams’ longest registration is the current one, 12 years at Encompass Wealth Advisors since 2014. Before joining Encompass Wealth Advisors in 2014, Colin Williams was registered through Morgan Stanley and Citigroup Global Markets Inc.
- – present · 12 yearsPortland, OR · Adviser representative · Firm CRD 170807
- Morgan Stanley– · 5 yearsPortland, OR · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · under a yearPortland, OR · Adviser representative · Firm CRD 7059
- UBS Financial Services Inc.– · 1 yearPortland, OR · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Colin Williams is registered as an investment adviser representative in Oregon, since July 2014.
- OregonSince 17 July 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 December 2004 |
| Series 7 | General Securities Representative Examination | 19 November 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Colin Harrington Williams
- CRD
- 4857859
- Firm
- Encompass Wealth Advisors · CRD 170807
- Role
- Managing Member
- Office
- 15350 SW SEQUOIA PARKWAY, SUITE 250, Portland, OR 97224
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Colin Williams work?
Colin Williams has been Managing Member of Encompass Wealth Advisors, LLC since July 2014, and is a control person of the firm.
Is Colin Williams a financial advisor?
Yes. Colin Williams has a current investment-adviser registration in Oregon, through Encompass Wealth Advisors since July 2014.
How many years of experience does Colin Williams have?
Colin Williams has 21 years in the financial industry, since November 2004, across 4 adviser firms.
What exams has Colin Williams passed?
Colin Williams has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2004. FINRA credited Colin Williams with the SIE, which began in October 2018.
Where did Colin Williams work before Encompass Wealth Advisors?
Before Encompass Wealth Advisors, Colin Williams was registered through Citigroup Global Markets Inc., June 2008 to June 2009; UBS Financial Services Inc., May 2007 to July 2008.
Where is Colin Williams based?
Colin Williams’ registered office is in Portland, OR.
Is Colin Williams registered with FINRA?
Yes. Colin Williams has a current broker registration, under CRD 4857859.
Source: FINRA BrokerCheck
How can I verify Colin Williams’ record?
Search CRD 4857859 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Colin Williams’ full registration record.