Colin Kelly has been an investment adviser representative at Strategic Investment Solutions since December 2010, and is not listed among the firm’s executive officers or direct owners. Colin Kelly holds a Bachelor of Science in Finance from the University of Illinois at Chicago.
Strategic Investment Solutions, Inc. is an Orland Park, IL firm with $830M under management, 2,695 clients and 9 advisers across 4 offices, as of its February 2026 filing.
Colin Kelly is with Strategic Investment Solutions, Inc., where he joined as a wealth management and 401(k) ERISA plan consultant after almost two decades as an independent financial advisor in the Chicago area. He has worked with corporate, not-for-profit and government clients throughout the Chicago area, and creates retirement plans for his wealth management clients.
Colin Kelly’s longest registration is the current one, 15 years at Strategic Investment Solutions since 2010. Before joining Strategic Investment Solutions in 2010, Colin Kelly was registered through LPL Financial Corporation and Waterstone Financial Group, Inc.
- – present · 15 yearsAdviser representative · Firm CRD 143128
- LPL Financial Corporation– · under a yearChicago, IL · Adviser representative · Firm CRD 6413
- Waterstone Financial Group, Inc.– · 6 yearsChicago, IL · Adviser representative · Firm CRD 10078
Investment adviser representative registrations
Colin Kelly is registered as an investment adviser representative in Illinois, since December 2010.
- IllinoisSince 3 December 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 April 1998 |
| Series 7 | General Securities Representative Examination | 13 October 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 October 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 October 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Colin Thomas Kelly
- CRD
- 2656700
- Firm
- Strategic Investment Solutions · CRD 143128
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sisfp.com
Where does Colin Kelly work?
Colin Kelly is an investment adviser representative registered through Strategic Investment Solutions, Inc. since December 2010, and is not listed among the firm’s executive officers or direct owners.
Is Colin Kelly a financial advisor?
Yes. Colin Kelly has a current investment-adviser registration in Illinois, through Strategic Investment Solutions since December 2010.
How many years of experience does Colin Kelly have?
Colin Kelly has 31 years in the financial industry, since October 1995, across 3 adviser firms.
What exams has Colin Kelly passed?
Colin Kelly has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in October 1995. FINRA credited Colin Kelly with the SIE, which began in October 2018.
Where did Colin Kelly work before Strategic Investment Solutions?
Before Strategic Investment Solutions, Colin Kelly was registered through LPL Financial Corporation, September 2009 to December 2009; Waterstone Financial Group, Inc., November 2002 to September 2009.
Is Colin Kelly registered with FINRA?
Yes. Colin Kelly has a current broker registration, under CRD 2656700.
Source: FINRA BrokerCheck
How can I verify Colin Kelly’s record?
Search CRD 2656700 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Colin Kelly’s full registration record.