Clifford Veach has been Vice President, Chief Compliance Officer of Independent Financial Advisors since January 1994, is a control person of the firm and directly owns between 25% and 50% of it.
Independent Financial Advisors, Inc. is a North Little Rock, AR firm with $134M under management, 195 clients and 2 advisers in one office, as of its February 2026 filing.
Clifford Veach’s longest registration is the current one, 30 years at Independent Financial Advisors since 1996.
- Applied Capital LLC– · 4 yearsNorth Little Rock, AR · Adviser representative · Firm CRD 166175
- Veach Family FinancialCurrent– present · 30 yearsNorth Little Rock, AR · Adviser representative · Firm CRD 115798
Investment adviser representative registrations
Clifford Veach is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 1996; the most recent is Texas, in July 2013.
- ArkansasSince 25 July 1996
- TexasResidentSince 31 July 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 2 | Non-Member General Securities Examination | 3 January 1994 |
| Series 3 | National Commodity Futures Examination | 8 June 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 1986 |
| Series 7 | General Securities Representative Examination | 18 October 1986 |
- Name
- Non-Member General Securities Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Clifford Ray Veach
- CRD
- 1544270
- Firm
- Independent Financial Advisors · CRD 115798
- Role
- Vice President, Chief Compliance Officer
- Office
- 8412 COUNTS MASSIE ROAD, North Little Rock, AR 72113
- Registration
- Investment adviser registration
- In the industry since
- July 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Clifford Veach work?
Clifford Veach has been Vice President, Chief Compliance Officer of Independent Financial Advisors, Inc. since January 1994, and is a control person of the firm.
Is Clifford Veach a financial advisor?
Yes. Clifford Veach has a current investment-adviser registration in Arkansas and Texas, through Independent Financial Advisors since July 1996.
How many years of experience does Clifford Veach have?
Clifford Veach has 30 years in the financial industry, since July 1996, across 2 adviser firms.
What exams has Clifford Veach passed?
Clifford Veach has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 2. The earliest, the Series 7, was passed in October 1986.
Where is Clifford Veach based?
Clifford Veach’s registered office is in North Little Rock, AR.
Is Clifford Veach registered with FINRA?
No. Clifford Veach has no current broker registration.
How can I verify Clifford Veach’s record?
Search CRD 1544270 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clifford Veach’s full registration record.