Clifford Rutledge has been an investment adviser representative at WealthTrust Asset Management since November 2016, and is not listed among the firm’s executive officers or direct owners.
Wealthtrust Asset Management, LLC is a Destin, FL firm with $217M under management, 256 clients and 5 advisers across 3 offices, as of its September 2026 filing.
Clifford Rutledge’s longest registration is the current one, 9 years at WealthTrust Asset Management since 2016. Before joining WealthTrust Asset Management in 2016, Clifford Rutledge was registered through Wells Fargo Advisors, LLC and Morgan Keegan & Company, Inc.
- – present · 9 yearsMobile, AL · Adviser representative · Firm CRD 174901
- Wells Fargo Advisors, LLC– · 3 yearsMiramar Beach, FL · Adviser representative · Firm CRD 19616
- Morgan Keegan & Company, Inc.– · 3 yearsPensacola, FL · Adviser representative · Firm CRD 4161
- UBS Financial Services Inc.– · 2 yearsDestin, FL · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Clifford Rutledge is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2016; the most recent is Alabama, in April 2021.
- AlabamaSince 27 April 2021
- TexasResidentSince 25 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 5 October 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 9 October 2007 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 30 May 1996 |
| Series 7 | General Securities Representative Examination | 20 February 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 April 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Clifford Anderson Rutledge
- CRD
- 1643038
- Firm
- WealthTrust Asset Management · CRD 174901
- Office
- Mobile, AL
- Registration
- Investment adviser registration
- In the industry since
- September 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Clifford Rutledge work?
Clifford Rutledge is an investment adviser representative registered through Wealthtrust Asset Management, LLC since November 2016, and is not listed among the firm’s executive officers or direct owners.
Is Clifford Rutledge a financial advisor?
Yes. Clifford Rutledge has a current investment-adviser registration in Alabama and Texas, through WealthTrust Asset Management since November 2016.
How many years of experience does Clifford Rutledge have?
Clifford Rutledge has 38 years in the financial industry, since September 1988, across 4 adviser firms.
What exams has Clifford Rutledge passed?
Clifford Rutledge has passed 6 licensing exams: the Series 63, Series 7, Series 26, Series 10, Series 65 and Series 9. The earliest, the Series 63, was passed in April 1987. FINRA credited Clifford Rutledge with the SIE, which began in October 2018.
Where did Clifford Rutledge work before WealthTrust Asset Management?
Before WealthTrust Asset Management, Clifford Rutledge was registered through Morgan Keegan & Company, Inc., February 2009 to December 2012; UBS Financial Services Inc., January 2007 to March 2009.
Where is Clifford Rutledge based?
Clifford Rutledge’s registered office is in Mobile, AL.
Is Clifford Rutledge registered with FINRA?
No. Clifford Rutledge has no current broker registration.
How can I verify Clifford Rutledge’s record?
Search CRD 1643038 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clifford Rutledge’s full registration record.
