Clifford Mintz has been an investment adviser representative at FreeGulliver since February 2019, and is not listed among the firm’s executive officers or direct owners.
Freegulliver, L.L.C. is a New Orleans, LA firm with $837M under management, 221 clients and 9 advisers in one office, as of its September 2026 filing.
Investment adviser representative registrations
Clifford Mintz is registered as an investment adviser representative in 2 states. The first approvals date from February 2019; the most recent is Colorado, in November 2020.
- ColoradoSince 8 November 2020
- LouisianaSince 15 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 February 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Clifford Strauss Mintz
- CRD
- 7063032
- Firm
- FreeGulliver · CRD 117040
- Office
- 201 Milwaukee Street, Suite 200, Denver, CO 80206
- Registration
- Investment adviser registration
- In the industry since
- February 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Clifford Mintz work?
Clifford Mintz is an investment adviser representative registered through Freegulliver, L.L.C. since February 2019, and is not listed among the firm’s executive officers or direct owners.
Is Clifford Mintz a financial advisor?
Yes. Clifford Mintz has a current investment-adviser registration in Colorado and Louisiana, through FreeGulliver since February 2019.
How many years of experience does Clifford Mintz have?
Clifford Mintz has 7 years in the financial industry, since February 2019, across 1 adviser firm.
What exams has Clifford Mintz passed?
Clifford Mintz passed the Series 65 in February 2019.
Where is Clifford Mintz based?
Clifford Mintz’s registered office is in Denver, CO.
Is Clifford Mintz registered with FINRA?
No. Clifford Mintz has no current broker registration.
How can I verify Clifford Mintz’s record?
Search CRD 7063032 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clifford Mintz’s full registration record.
