Clayton Chapman has been Chief Compliance Officer, Portfolio Manager of Envision Financial Planning since May 2022, is a control person of the firm and directly owns between 5% and 10% of it. Clayton Chapman studied at the University of Mississippi.
Envision Financial Planning, LLC is a Memphis, TN firm with $462M under management, 276 clients and 4 advisers in one office, as of its March 2026 filing.
Clay Chapman is Partner, CIO, CCO of Envision Financial Planning. He oversees the firm's investment process and money management strategies and ensures compliance with regulatory and internal policies. He works with teammates of Nucor Corporation on planning items such as employment benefits and retirement, began his career in 2009, and has been with Envision since 2015.
Clayton Chapman’s longest registration was 7 years at Commonwealth Financial Network (2015–2022). Before joining Envision Financial Planning in 2022, Clayton Chapman was registered through Commonwealth Financial Network and Duncan-Williams, Inc.
- – present · 4 yearsMemphis, TN · Adviser representative · Firm CRD 321790
- Commonwealth Financial Network– · 7 yearsMemphis, TN · Adviser representative · Firm CRD 8032
- Duncan-Williams, Inc.– · 2 yearsMemphis, TN · Adviser representative · Firm CRD 6950
Professional designations
Listed by Envision Financial Planning
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Clayton Chapman is registered as an investment adviser representative in 2 states. Each was approved in June 2022.
- TennesseeSince 28 June 2022
- TexasSince 24 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 September 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 September 2009 |
| Series 7 | General Securities Representative Examination | 21 August 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Clayton Joseph Chapman
- CRD
- 5688649
- Firm
- Envision Financial Planning · CRD 321790
- Role
- Chief Compliance Officer, Portfolio Manager
- Office
- 5100 POPLAR AVENUE,, SUITE 2428, Memphis, TN 38137
- Registration
- Investment adviser registration
- In the industry since
- September 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- envisionfptn.com
Where does Clayton Chapman work?
Clayton Chapman has been Chief Compliance Officer, Portfolio Manager of Envision Financial Planning, LLC since May 2022, and is a control person of the firm.
Is Clayton Chapman a financial advisor?
Yes. Clayton Chapman has a current investment-adviser registration in Tennessee and Texas, through Envision Financial Planning since June 2022.
How many years of experience does Clayton Chapman have?
Clayton Chapman has 16 years in the financial industry, since September 2010, across 3 adviser firms.
What exams has Clayton Chapman passed?
Clayton Chapman has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in August 2009. FINRA credited Clayton Chapman with the SIE, which began in October 2018.
Where did Clayton Chapman work before Envision Financial Planning?
Before Envision Financial Planning, Clayton Chapman was registered through Duncan-Williams, Inc., October 2012 to January 2015.
Where is Clayton Chapman based?
Clayton Chapman’s registered office is in Memphis, TN.
Is Clayton Chapman registered with FINRA?
No. Clayton Chapman has no current broker registration.
Is Clayton Chapman a CFP?
Envision Financial Planning lists Clayton Chapman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Clayton Chapman’s record?
Search CRD 5688649 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clayton Chapman’s full registration record.