Claude Gubler has been Managing Member of Periope, LC since January 2006, is a control person of the firm and directly owns 75% or more of it. Claude Gubler holds an Associate of Science from Dixie College and a Bachelor's degree in Business Administration with a minor in Korean from Brigham Young University.
Periope, LC is a St. George, UT firm with $177M under management, 628 clients and 3 advisers in one office, as of its February 2026 filing.
Claude Gubler is the founder and owner of Periope, L.C., based in St. George, Utah. He is also a founding member of the Academy of Preferred Financial Advisors.
Claude Gubler’s longest registration is the current one, 19 years at Periope, LC since 2007. Before joining Periope, LC in 2007, Claude Gubler was registered through Allegis Advisors, Inc. and Esi Financial Advisors.
- Allegis Advisors, Inc.– · 2 yearsSalt Lake City, UT · Adviser representative · Firm CRD 131242
- Esi Financial Advisors– · 2 yearsSt. George, UT · Adviser representative · Firm CRD 265
Investment adviser representative registrations
Claude Gubler is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2007; the most recent is Texas, in October 2020.
- TexasResidentSince 14 October 2020
- UtahSince 27 August 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 October 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Claude Jon Gubler
- CRD
- 3089980
- Firm
- Periope, LC · CRD 144256
- Role
- Managing Member
- Office
- 162 NORTH 400 EAST, BUILDING A, SUITE 201, St. George, UT 84770
- Registration
- Investment adviser registration
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- periope.com
Where does Claude Gubler work?
Claude Gubler has been Managing Member of Periope, LC since January 2006, and is a control person of the firm.
Is Claude Gubler a financial advisor?
Yes. Claude Gubler has a current investment-adviser registration in Texas and Utah, through Periope, LC since August 2007.
How many years of experience does Claude Gubler have?
Claude Gubler has 24 years in the financial industry, since May 2002, across 3 adviser firms.
What exams has Claude Gubler passed?
Claude Gubler has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 1998.
Where did Claude Gubler work before Periope, LC?
Before Periope, LC, Claude Gubler was registered through Allegis Advisors, Inc., December 2004 to August 2007; Esi Financial Advisors, April 2002 to November 2004.
Where is Claude Gubler based?
Claude Gubler’s registered office is in St. George, UT.
Is Claude Gubler registered with FINRA?
No. Claude Gubler has no current broker registration.
How can I verify Claude Gubler’s record?
Search CRD 3089980 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Claude Gubler’s full registration record.