Clark Shofner has been Managing Member of Retirement Financial Group since July 2022, is a control person of the firm and directly owns between 50% and 75% of it.
Retirement Financial Group, LLC is a Beaumont, TX firm with $186M under management, 440 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Clark Shofner is Founder and Senior Wealth Manager of Retirement Financial Group, LLC. He has more than 20 years of experience in wealth management. He focuses on high-net-worth estate planning and irrevocable trusts (with the help of an attorney) and property investments.
Clark Shofner’s longest registration was 6 years at Ae Wealth Management, LLC (2016–2022). Before joining Retirement Financial Group in 2022, Clark Shofner was registered through Ae Wealth Management, LLC and Global Financial Private Capital, LLC.
- – present · 3 yearsNederland, TX · Adviser representative · Firm CRD 322692
- Ae Wealth Management, LLC– · 6 yearsNederland, TX · Adviser representative · Firm CRD 282580
- Global Financial Private Capital, LLC– · 3 yearsJasper, TX · Adviser representative · Firm CRD 132070
Investment adviser representative registrations
Clark Shofner is registered as an investment adviser representative in 2 states. Each was approved in October 2022.
- LouisianaSince 27 October 2022
- TexasSince 26 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 April 2004 |
| Series 7 | General Securities Representative Examination | 15 April 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Clark Calvin Shofner
- CRD
- 4785962
- Firm
- Retirement Financial Group · CRD 322692
- Role
- Managing Member
- Office
- 1485 S. HWY 69, Nederland, TX 77627
- Registration
- Investment adviser registration
- In the industry since
- April 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rfgtex.com
Where does Clark Shofner work?
Clark Shofner has been Managing Member of Retirement Financial Group, LLC since July 2022, and is a control person of the firm.
Is Clark Shofner a financial advisor?
Yes. Clark Shofner has a current investment-adviser registration in Louisiana and Texas, through Retirement Financial Group since October 2022.
How many years of experience does Clark Shofner have?
Clark Shofner has 13 years in the financial industry, since April 2013, across 3 adviser firms.
What exams has Clark Shofner passed?
Clark Shofner has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 2004.
Where did Clark Shofner work before Retirement Financial Group?
Before Retirement Financial Group, Clark Shofner was registered through Global Financial Private Capital, LLC, April 2013 to December 2016.
Where is Clark Shofner based?
Clark Shofner’s registered office is in Nederland, TX.
Is Clark Shofner registered with FINRA?
No. Clark Shofner has no current broker registration.
How can I verify Clark Shofner’s record?
Search CRD 4785962 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clark Shofner’s full registration record.