Christy Hennessey has been Chief Compliance Officer of FRA Wealth Management since June 2024, is a control person of the firm and directly owns under 5% of it.
Fra Wealth Management LLC is an O'Fallon, IL firm with $113M under management, 910 clients and 2 advisers in one office, as of its August 2026 filing.
Christy Hennessey’s longest registration was 7 years at Raymond James & Associates, Inc. (2016–2023).
- Wells Fargo AdvisorsAlso current– present · under a yearSt. Louis, MO · Adviser representative · Firm CRD 19616
- Raymond James & Associates, Inc.– · 7 yearsO'Fallon, IL · Adviser representative · Firm CRD 705
- Wells Fargo Advisors Financial Network, LLC– · 1 yearSt. Louis, MO · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · 1 yearSt. Louis, MO · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Christy Hennessey is registered as an investment adviser representative in Missouri, since September 2026.
- MissouriSince 16 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 April 2014 |
| Series 7 | General Securities Representative Examination | 30 October 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 December 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christy Sue Hennessey
- CRD
- 4293568
- Firm
- FRA Wealth Management · CRD 284020
- Role
- Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christy Hennessey work?
Christy Hennessey has been Chief Compliance Officer of Fra Wealth Management LLC since June 2024, and is a control person of the firm.
Is Christy Hennessey a financial advisor?
Yes. Christy Hennessey has a current investment-adviser registration in Missouri.
How many years of experience does Christy Hennessey have?
Christy Hennessey has 14 years in the financial industry, since September 2012, across 4 adviser firms.
What exams has Christy Hennessey passed?
Christy Hennessey has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in December 2011. FINRA credited Christy Hennessey with the SIE, which began in October 2018.
Where was Christy Hennessey previously registered as an investment adviser?
Christy Hennessey has past investment-adviser registrations through Fra Wealth Management LLC, April 2024 to August 2026; Raymond James & Associates, Inc., November 2016 to November 2023; Wells Fargo Advisors Financial Network, LLC, November 2014 to March 2016; Wells Fargo Advisors, LLC, April 2014 to March 2016, across 4 firms.
Is Christy Hennessey registered with FINRA?
Yes. Christy Hennessey has a current broker registration, under CRD 4293568.
Source: FINRA BrokerCheck
How can I verify Christy Hennessey’s record?
Search CRD 4293568 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christy Hennessey’s full registration record.