Christopher Vasquez has been an investment adviser representative at Lucien Stirling & Gray Advisory Group since September 2014, and is not listed among the firm’s executive officers or direct owners. Christopher Vasquez holds a Bachelor of Business Administration in Finance from the University of Houston.
Lucien Stirling & Gray Advisory Group Inc is an Austin, TX firm with $147M under management, 147 clients and 3 advisers in one office, as of its March 2026 filing.
Chris Vasquez is Senior Advisor Associate at Lucien, Stirling & Gray Advisory Group in Austin, Texas. He joined the firm in March 2014 after spending the first four years of his financial career with a major insurance company. Vasquez works closely with established clients to develop long-term, goal-focused plans.
- – present · 12 yearsAustin, TX · Adviser representative · Firm CRD 112641
Professional designations
Listed by Lucien Stirling & Gray Advisory Group
- Chartered Financial Consultant (ChFC®)
Investment adviser representative registrations
Christopher Vasquez is registered as an investment adviser representative in Texas, since September 2014.
- TexasSince 30 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 September 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 March 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 February 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Jacob Vasquez
- CRD
- 6015147
- Firm
- Lucien Stirling & Gray Advisory Group · CRD 112641
- Office
- 7800 N. Mopac Expy, Suite 340, Austin, TX 78759
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lsggroup.com
Where does Christopher Vasquez work?
Christopher Vasquez is an investment adviser representative registered through Lucien Stirling & Gray Advisory Group Inc since September 2014, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Vasquez a financial advisor?
Yes. Christopher Vasquez has a current investment-adviser registration in Texas, through Lucien Stirling & Gray Advisory Group since September 2014.
How many years of experience does Christopher Vasquez have?
Christopher Vasquez has 14 years in the financial industry, since March 2012, across 1 adviser firm.
What exams has Christopher Vasquez passed?
Christopher Vasquez has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in February 2012. FINRA credited Christopher Vasquez with the SIE, which began in October 2018.
Where is Christopher Vasquez based?
Christopher Vasquez’s registered office is in Austin, TX.
Is Christopher Vasquez registered with FINRA?
No. Christopher Vasquez has no current broker registration.
How can I verify Christopher Vasquez’s record?
Search CRD 6015147 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Vasquez’s full registration record.
