Christopher Hardy has been an investment adviser representative at First Advisors National since January 2025, and is not listed among the firm’s executive officers or direct owners.
First Advisors National, LLC is an Atlanta, GA firm with $506M under management, 4,858 clients and 64 advisers across 63 offices, as of its March 2026 filing.
Christopher Hardy’s longest registration was 9 years at Transamerica Financial Advisors, Inc. (2007–2016). Before joining First Advisors National in 2025, Christopher Hardy was registered through Royal Alliance Associates, Inc. and Signator Investors, Inc.
- First Advisors National, LLCCurrent– present · 7 yearsWestminister, MD · Adviser representative · Firm CRD 166212
- Royal Alliance Associates, Inc.– · under a yearWestminister, MD · Adviser representative · Firm CRD 23131
- Signator Investors, Inc.– · 2 yearsWestminister, MD · Adviser representative · Firm CRD 468
- Transamerica Financial Advisors, Inc.– · 9 yearsWestminister, MD · Adviser representative · Firm CRD 16164
- American Express Financial Advisors, Inc.– · 4 yearsBaltimore, MD · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Christopher Hardy is registered as an investment adviser representative in Maryland, since January 2025.
- MarylandSince 8 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 February 2000 |
| Series 7 | General Securities Representative Examination | 10 January 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 March 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Sean Hardy
- CRD
- 3006914
- Firm
- First Advisors National · CRD 166212
- Office
- Westminister, MD
- Registration
- Investment adviser registration
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Hardy work?
Christopher Hardy is an investment adviser representative registered through First Advisors National, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Hardy a financial advisor?
Yes. Christopher Hardy has a current investment-adviser registration in Maryland, through First Advisors National since January 2025.
How many years of experience does Christopher Hardy have?
Christopher Hardy has 26 years in the financial industry, since January 2000, across 5 adviser firms.
What exams has Christopher Hardy passed?
Christopher Hardy has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in March 1998. FINRA credited Christopher Hardy with the SIE, which began in October 2018.
Where did Christopher Hardy work before First Advisors National?
Before First Advisors National, Christopher Hardy was registered through Royal Alliance Associates, Inc., November 2018 to October 2019; Signator Investors, Inc., May 2016 to November 2018; Transamerica Financial Advisors, Inc., April 2007 to May 2016; American Express Financial Advisors, Inc., February 2000 to March 2004.
Where is Christopher Hardy based?
Christopher Hardy’s registered office is in Westminister, MD.
Is Christopher Hardy registered with FINRA?
No. Christopher Hardy has no current broker registration.
How can I verify Christopher Hardy’s record?
Search CRD 3006914 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Hardy’s full registration record.
