Christopher Dowden has been VP Operations/CCO/FINOP of Harger and Company since January 2009, is a control person of the firm and directly owns under 5% of it.
Harger and Company, Inc. is a Baton Rouge, LA firm with $137M under management, 280 clients and 3 advisers across 3 offices, as of its March 2026 filing.
- Harger and Company, Inc.Current– present · 14 yearsBaton Rouge, LA · Adviser representative · Firm CRD 10385
Investment adviser representative registrations
Christopher Dowden is registered as an investment adviser representative in Louisiana, since April 2012.
- LouisianaSince 27 April 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 17 December 2008 |
| Series 24 | General Securities Principal Examination | 28 January 2003 |
| Series 7 | General Securities Representative Examination | 22 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 November 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 December 1999 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Michael Dowden
- CRD
- 4089978
- Firm
- Harger and Company · CRD 10385
- Role
- VP Operations/CCO/FINOP
- Office
- 8048 ONE CALAIS AVENUE, SUITE D, Baton Rouge, LA 70809
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Dowden work?
Christopher Dowden has been VP Operations/CCO/FINOP of Harger and Company, Inc. since January 2009, and is a control person of the firm.
Is Christopher Dowden a financial advisor?
Yes. Christopher Dowden has a current investment-adviser registration in Louisiana, through Harger and Company since April 2012.
How many years of experience does Christopher Dowden have?
Christopher Dowden has 26 years in the financial industry, since January 2000, across 1 adviser firm.
What exams has Christopher Dowden passed?
Christopher Dowden has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 27, Series 14 and Series 99TO. The earliest, the Series 6, was passed in December 1999. FINRA credited Christopher Dowden with the SIE, which began in October 2018.
Where is Christopher Dowden based?
Christopher Dowden’s registered office is in Baton Rouge, LA.
Is Christopher Dowden registered with FINRA?
Yes. Christopher Dowden has a current broker registration, under CRD 4089978.
Source: FINRA BrokerCheck
How can I verify Christopher Dowden’s record?
Search CRD 4089978 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Dowden’s full registration record.
