Christopher Chaffon has been an investment adviser representative at Nova Financial since June 2015, and is not listed among the firm’s executive officers or direct owners.
Nova Financial LLC is a Tucson, AZ firm with $469M under management, 738 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Christopher Chaffon’s longest registration is the current one, 11 years at Nova Financial since 2015. Before joining Nova Financial in 2015, Christopher Chaffon was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney LLC.
- Nova Financial ServicesCurrent– present · 11 yearsTucson, AZ · Adviser representative · Firm CRD 150148
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsTucson, AZ · Adviser representative · Firm CRD 7691
- Morgan Stanley Smith Barney LLC– · 2 yearsTucson, AZ · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Christopher Chaffon is registered as an investment adviser representative in Arizona, since June 2015.
- ArizonaSince 26 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 17 September 2009 |
| Series 66 | Uniform Combined State Law Examination | 13 August 2009 |
| Series 7 | General Securities Representative Examination | 7 May 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher John Chaffon
- CRD
- 5636198
- Firm
- Nova Financial · CRD 150148
- Office
- 1630 E RIVER RD, SUITE 212, Tucson, AZ 85718
- Registration
- Investment adviser registration
- In the industry since
- September 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Chaffon work?
Christopher Chaffon is an investment adviser representative registered through Nova Financial LLC since June 2015, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Chaffon a financial advisor?
Yes. Christopher Chaffon has a current investment-adviser registration in Arizona, through Nova Financial since June 2015.
How many years of experience does Christopher Chaffon have?
Christopher Chaffon has 17 years in the financial industry, since September 2009, across 3 adviser firms.
What exams has Christopher Chaffon passed?
Christopher Chaffon has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in May 2009. FINRA credited Christopher Chaffon with the SIE, which began in October 2018.
Where did Christopher Chaffon work before Nova Financial?
Before Nova Financial, Christopher Chaffon was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2012 to June 2015; Morgan Stanley Smith Barney LLC, September 2009 to July 2012.
Where is Christopher Chaffon based?
Christopher Chaffon’s registered office is in Tucson, AZ.
Is Christopher Chaffon registered with FINRA?
No. Christopher Chaffon has no current broker registration.
How can I verify Christopher Chaffon’s record?
Search CRD 5636198 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Chaffon’s full registration record.
