Christian D'Urso has been Principal of TradeWinds Asset Management since December 2022, is a control person of the firm and directly owns under 5% of it. Christian D'Urso holds a Master's degree in Physics from the University of Washington.
Tradewinds Asset Management, LLC is a Portland, OR firm with $135M under management, 261 clients and 4 advisers across 2 offices, as of its September 2026 filing.
Christian D'Urso is Founder & Chief Investment Officer of TradeWinds, based in Bristol, Rhode Island. He has advised clients since 2007 and founded TradeWinds in 2023. Clients meet him for investment strategy, portfolio construction and the research behind both.
Christian D'Urso’s longest registration was 10 years at Financial Advocates Investment Management (2013–2023). Before joining TradeWinds Asset Management in 2023, Christian D'Urso was registered through Financial Advocates Investment Management and LPL Financial LLC.
- Tradewinds Wealth ManagementCurrent– present · 3 yearsPortland, OR · Adviser representative · Firm CRD 323879
- Financial Advocates Investment Management– · 10 yearsWarren, RI · Adviser representative · Firm CRD 151298
- LPL Financial LLC– · 3 yearsPortland, OR · Adviser representative · Firm CRD 6413
- Wells Fargo Advisors, LLC– · under a yearPortland, OR · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Christian D'Urso is registered as an investment adviser representative in 3 states. The first approvals date from March 2023; the most recent is Washington, in November 2023.
- OregonSince 9 March 2023
- Rhode IslandSince 29 June 2023
- WashingtonSince 29 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 May 2007 |
| Series 7 | General Securities Representative Examination | 30 April 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christian Samuel D'Urso
- CRD
- 5304397
- Firm
- TradeWinds Asset Management · CRD 323879
- Role
- Principal
- Office
- 5550 S MACADAM AVE, STE 110, Portland, OR 97239
- Registration
- Investment adviser registration
- In the industry since
- April 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tradewindswm.com
Where does Christian D'Urso work?
Christian D'Urso has been Principal of Tradewinds Asset Management, LLC since December 2022, and is a control person of the firm.
Is Christian D'Urso a financial advisor?
Yes. Christian D'Urso has a current investment-adviser registration in Oregon, Rhode Island and Washington, through TradeWinds Asset Management since March 2023.
How many years of experience does Christian D'Urso have?
Christian D'Urso has 19 years in the financial industry, since April 2007, across 4 adviser firms.
What exams has Christian D'Urso passed?
Christian D'Urso has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2007. FINRA credited Christian D'Urso with the SIE, which began in October 2018.
Where did Christian D'Urso work before TradeWinds Asset Management?
Before TradeWinds Asset Management, Christian D'Urso was registered through Financial Advocates Investment Management, January 2013 to March 2023; LPL Financial LLC, May 2009 to November 2012; Wells Fargo Advisors, LLC, April 2009 to May 2009.
Where is Christian D'Urso based?
Christian D'Urso’s registered office is in Portland, OR.
Is Christian D'Urso registered with FINRA?
No. Christian D'Urso has no current broker registration.
How can I verify Christian D'Urso’s record?
Search CRD 5304397 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christian D'Urso’s full registration record.