Charlotte Pace has been an investment adviser representative at Forefront Wealth Partners since December 2024, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
Charlotte Pace’s longest registration was 22 years at Cetera Advisor Networks LLC (2000–2023). Before joining Forefront Wealth Partners in 2024, Charlotte Pace was registered through Cetera Investment Advisers LLC and Cetera Advisor Networks LLC.
- Calton & Associates, Inc.Also current– present · 1 yearAustin, TX · Adviser representative and broker · Firm CRD 20999
- Cetera Investment Advisers LLC– · 1 yearCedar Park, TX · Adviser representative · Firm CRD 105644
- Cetera Advisor Networks LLC– · 22 yearsAustin, TX · Adviser representative · Firm CRD 13572
Investment adviser representative registrations
Charlotte Pace is registered as an investment adviser representative in Texas, since December 2024.
- TexasSince 9 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 November 1998 |
| Series 7 | General Securities Representative Examination | 4 November 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charlotte Janelle Pace
- CRD
- 3143329
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Austin, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Charlotte Pace work?
Charlotte Pace is an investment adviser representative registered through Forefront Wealth Partners, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Charlotte Pace a financial advisor?
Yes. Charlotte Pace has a current investment-adviser registration in Texas, through Forefront Wealth Partners since December 2024.
How many years of experience does Charlotte Pace have?
Charlotte Pace has 27 years in the financial industry, since December 1998, across 4 adviser firms.
What exams has Charlotte Pace passed?
Charlotte Pace has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1998. FINRA credited Charlotte Pace with the SIE, which began in October 2018.
Where did Charlotte Pace work before Forefront Wealth Partners?
Before Forefront Wealth Partners, Charlotte Pace was registered through Cetera Investment Advisers LLC, June 2023 to October 2024; Cetera Advisor Networks LLC, August 2000 to June 2023.
Where is Charlotte Pace based?
Charlotte Pace’s registered office is in Austin, TX.
Is Charlotte Pace registered with FINRA?
Yes. Charlotte Pace has a current broker registration, under CRD 3143329.
Source: FINRA BrokerCheck
How can I verify Charlotte Pace’s record?
Search CRD 3143329 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charlotte Pace’s full registration record.
