Charles Stephen has been an investment adviser representative at Glenwood Investment Group since January 2005, and is not listed among the firm’s executive officers or direct owners. Charles Stephen holds a Business degree from Southern New Hampshire University.
Glenwood Investment Group, LLC is a Manchester, NH firm with $199M under management, 372 clients and 2 advisers across 5 offices, as of its March 2026 filing.
Chuck L Stephen is Founder of Glenwood Investment Group, a registered investment advisor with over 22 years of experience. He is past President of the National Association of Insurance and Financial Advisors of New Hampshire and a member of the New Hampshire chapter of the Society of Financial Service Professionals.
Charles Stephen’s longest registration is the current one, 21 years at Glenwood Investment Group since 2005. Before joining Glenwood Investment Group in 2005, Charles Stephen was registered through Affinity Investment Group, LLC and MML Investors Services, Inc.
- – present · 21 yearsManchester, NH · Adviser representative · Firm CRD 132950
- Affinity Investment Group, LLC– · 11 yearsManchester, NH · Adviser representative · Firm CRD 117191
- MML Investors Services, Inc.– · 2 yearsBedford, NH · Adviser representative · Firm CRD 10409
Professional designations
Listed by Glenwood Investment Group
- Chartered Financial Consultant (ChFC)
- Chartered Life Underwriter (CLU)
Investment adviser representative registrations
Charles Stephen is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2005; the most recent is Texas, in January 2011.
- MassachusettsSince 6 January 2005
- New HampshireSince 4 January 2005
- TexasResidentSince 4 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 24 May 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 July 1993 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charles Leonard Stephen
- CRD
- 2378115
- Firm
- Glenwood Investment Group · CRD 132950
- Office
- 814 ELM STREET, SUITE 503, Manchester, NH 03101
- Registration
- Investment adviser registration
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- glenwoodinvestment.com
Where does Charles Stephen work?
Charles Stephen is an investment adviser representative registered through Glenwood Investment Group, LLC since January 2005, and is not listed among the firm’s executive officers or direct owners.
Is Charles Stephen a financial advisor?
Yes. Charles Stephen has a current investment-adviser registration in Massachusetts, New Hampshire and Texas, through Glenwood Investment Group since January 2005.
How many years of experience does Charles Stephen have?
Charles Stephen has 26 years in the financial industry, since November 1999, across 3 adviser firms.
What exams has Charles Stephen passed?
Charles Stephen has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in July 1993.
Where did Charles Stephen work before Glenwood Investment Group?
Before Glenwood Investment Group, Charles Stephen was registered through MML Investors Services, Inc., November 1999 to November 2002.
Where is Charles Stephen based?
Charles Stephen’s registered office is in Manchester, NH.
Is Charles Stephen registered with FINRA?
No. Charles Stephen has no current broker registration.
How can I verify Charles Stephen’s record?
Search CRD 2378115 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Stephen’s full registration record.
