Charles Powell has been an investment adviser representative at Powell Financial since March 2022, and is not listed among the firm’s executive officers or direct owners.
Powell Financial, Inc. is a Cornelius, NC firm with $229M under management, 108 clients and 2 advisers in one office, as of its February 2026 filing.
Investment adviser representative registrations
Charles Powell is registered as an investment adviser representative in North Carolina, since March 2022.
- North CarolinaSince 8 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 February 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Charles Guyler Powell
- CRD
- 7515796
- Firm
- Powell Financial · CRD 144230
- Office
- 17818 STATESVILLE RD, SUITE 221, Cornelius, NC 28031
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Powell work?
Charles Powell is an investment adviser representative registered through Powell Financial, Inc. since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Charles Powell a financial advisor?
Yes. Charles Powell has a current investment-adviser registration in North Carolina, through Powell Financial since March 2022.
How many years of experience does Charles Powell have?
Charles Powell has 4 years in the financial industry, since March 2022, across 1 adviser firm.
What exams has Charles Powell passed?
Charles Powell passed the Series 65 in February 2022.
Where is Charles Powell based?
Charles Powell’s registered office is in Cornelius, NC.
Is Charles Powell registered with FINRA?
No. Charles Powell has no current broker registration.
How can I verify Charles Powell’s record?
Search CRD 7515796 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Powell’s full registration record.