Charles Lewis has been Partner and Chief Compliance Officer of Lewis Capital Management, LLLP since January 2000, is a control person of the firm and directly owns 75% or more of it.
Lewis Capital Management, LLLP is a firm with $137M under management, 60 clients and 1 adviser in one office, as of its March 2026 filing.
- Lewis Capital ManagementCurrent– present · 26 yearsNaples, FL · Adviser representative · Firm CRD 112463
Investment adviser representative registrations
Charles Lewis is registered as an investment adviser representative in 2 states. The first approvals date from January 2000; the most recent is Wisconsin, in March 2010.
- FloridaSince 30 January 2000
- WisconsinSince 12 March 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 1 May 1989 |
| Series 24 | General Securities Principal Examination | 17 April 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 January 1989 |
| Series 7 | General Securities Representative Examination | 17 May 1986 |
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Sherman Lewis
- CRD
- 1377009
- Firm
- Lewis Capital Management, LLLP · CRD 112463
- Role
- Partner and Chief Compliance Officer
- Office
- Naples, FL
- Registration
- Investment adviser registration
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Lewis work?
Charles Lewis has been Partner and Chief Compliance Officer of Lewis Capital Management, LLLP since January 2000, and is a control person of the firm.
Is Charles Lewis a financial advisor?
Yes. Charles Lewis has a current investment-adviser registration in Florida and Wisconsin, through Lewis Capital Management, LLLP since January 2000.
How many years of experience does Charles Lewis have?
Charles Lewis has 26 years in the financial industry, since January 2000, across 1 adviser firm.
What exams has Charles Lewis passed?
Charles Lewis has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 8. The earliest, the Series 7, was passed in May 1986.
Where is Charles Lewis based?
Charles Lewis’ registered office is in Naples, FL.
Is Charles Lewis registered with FINRA?
No. Charles Lewis has no current broker registration.
How can I verify Charles Lewis’ record?
Search CRD 1377009 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Lewis’ full registration record.