Charles Johnson has been an investment adviser representative at Strategic Portfolio Solutions since August 2024, and is not listed among the firm’s executive officers or direct owners. Charles Johnson holds a Bachelor of Science in Business Management from the University of Maryland.
Strategic Portfolio Solutions, LLC is a Dallas, TX firm with $136M under management, 188 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Charlie Johnson is Senior Financial Advisor of Strategic Portfolio Solutions, LLC, based in Dallas. From 1983 to 1987 he worked as a distributor's rep for a building material supplier to real estate developers in the DC metropolitan area, and in 1987 he joined Krupp-TaylorUSA in Los Angeles. From 1992 to 2008 he set up his own business assembling and managing private syndications for multi-family housing. From 2009 to 2013 he was a 401(k) and 403(b) plan financial advisor with AIG Retirement / Valic Financial Advisors.
Charles Johnson’s longest registration was 11 years at Holland Investment Management, Inc. (2013–2024). Before joining Strategic Portfolio Solutions in 2024, Charles Johnson was registered through Holland Investment Management, Inc. and Valic Financial Advisors, Inc.
- – present · 2 yearsDallas, TX · Adviser representative · Firm CRD 156374
- Holland Investment Management, Inc.– · 11 yearsNorth Richland Hills, TX · Adviser representative · Firm CRD 159060
- Valic Financial Advisors, Inc.– · 3 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 42803
Investment adviser representative registrations
Charles Johnson is registered as an investment adviser representative in 2 states. The first approvals date from August 2024; the most recent is Florida, in September 2024.
- FloridaSince 23 September 2024
- TexasSince 15 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 October 2009 |
| Series 7 | General Securities Representative Examination | 2 September 2009 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Ashley Johnson
- CRD
- 5686669
- Firm
- Strategic Portfolio Solutions · CRD 156374
- Office
- 17304 PRESTON ROAD, SUITE 125, Dallas, TX 75252
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- investsps.com
Where does Charles Johnson work?
Charles Johnson is an investment adviser representative registered through Strategic Portfolio Solutions, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Charles Johnson a financial advisor?
Yes. Charles Johnson has a current investment-adviser registration in Florida and Texas, through Strategic Portfolio Solutions since August 2024.
How many years of experience does Charles Johnson have?
Charles Johnson has 16 years in the financial industry, since February 2010, across 3 adviser firms.
What exams has Charles Johnson passed?
Charles Johnson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2009.
Where did Charles Johnson work before Strategic Portfolio Solutions?
Before Strategic Portfolio Solutions, Charles Johnson was registered through Holland Investment Management, Inc., April 2013 to August 2024; Valic Financial Advisors, Inc., October 2009 to January 2013.
Where is Charles Johnson based?
Charles Johnson’s registered office is in Dallas, TX.
Is Charles Johnson registered with FINRA?
No. Charles Johnson has no current broker registration.
How can I verify Charles Johnson’s record?
Search CRD 5686669 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Johnson’s full registration record.
